UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2326
Invesco Food & Beverage ETF
PBJ
$107M
| $6.54M | ﹤0.01% |
154,424
-115,469
| -43% | -$5.14M |
|
2327
Stepan Co
SCL
$1.48B
| $6.53M | ﹤0.01% |
87,114
+33,421
| +62% | +$2.92M |
|
2328
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$428M
| $6.53M | ﹤0.01% |
290,094
+34,490
| +13% | +$812K |
|
2329
Southwest Gas
SWX
$6.67B
| $6.53M | ﹤0.01% |
108,032
+63,086
| +140% | +$4.02M |
|
2330
CALL
Bank OZK
OZK
$5.61B
| $6.51M | ﹤0.01% |
175,700
-6,800
| -4% | -$275K |
|
2331
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
| $6.51M | ﹤0.01% |
107,494
+8,368
| +8% | +$535K |
|
2332
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
| $6.51M | ﹤0.01% |
69,357
+15,605
| +29% | +$1.52M |
|
|
FSR
2333
DELISTED
Fisker Inc.
FSR
| $6.51M | ﹤0.01% |
1,013,433
+125,985
| +14% | +$766K |
|
2334
Nomad Foods
NOMD
$1.68B
| $6.5M | ﹤0.01% |
426,780
+780
| +0.2% | +$13.5K |
|
2335
PUT
DigitalOcean
DOCN
$14.6B
| $6.49M | ﹤0.01% |
+269,900
| New | +$9.56M |
|
2336
CALL
Tencent Music
TME
$15.6B
| $6.46M | ﹤0.01% |
1,012,048
+997,123
| +6,681% | +$6.65M |
|
2337
Nuveen Multi-Asset Income Fund
NMAI
$485M
| $6.45M | ﹤0.01% |
580,053
-68,441
| -11% | -$801K |
|
2338
Fidelity Low Volatility Factor ETF
FDLO
$1.46B
| $6.44M | ﹤0.01% |
132,329
+128,807
| +3,657% | +$6.46M |
|
2339
Under Armour
UAA
$2.6B
| $6.43M | ﹤0.01% |
937,985
-252,115
| -21% | -$1.9M |
|
2340
CALL
Otis Worldwide
OTIS
$28.2B
| $6.42M | ﹤0.01% |
+80,000
| New | +$6.84M |
|
2341
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$867M
| $6.41M | ﹤0.01% |
283,323
+9,683
| +4% | +$221K |
|
2342
CALL
Cloudflare
NET
$107B
| $6.4M | ﹤0.01% |
101,600
+3,600
| +4% | +$230K |
|
2343
Invesco S&P MidCap Momentum ETF
XMMO
$7.56B
| $6.4M | ﹤0.01% |
79,511
+1,125
| +1% | +$91.5K |
|
2344
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.71B
| $6.4M | ﹤0.01% |
70,840
+2
| +0% | +$188 |
|
2345
CALL
Valero Energy
VLO
$85.9B
| $6.39M | ﹤0.01% |
45,100
-214,000
| -83% | -$28M |
|
2346
PUT
KB Home
KBH
$3.59B
| $6.38M | ﹤0.01% |
137,800
| – | – |
|
2347
Fortis
FTS
$28.7B
| $6.37M | ﹤0.01% |
167,806
-15,859
| -9% | -$648K |
|
2348
VanEck BDC Income ETF
BIZD
$1.69B
| $6.37M | ﹤0.01% |
397,091
-31,219
| -7% | -$489K |
|
2349
Putnam Focused Large Cap Value ETF
PVAL
$13.8B
| $6.36M | ﹤0.01% |
217,669
+44,549
| +26% | +$1.33M |
|
2350
CALL
Spectrum Brands
SPB
$2.07B
| $6.36M | ﹤0.01% |
81,200
-204,200
| -72% | -$16.1M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.