UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AMED
2326
DELISTED
Amedisys
AMED
| $5.32M | ﹤0.01% |
40,620
+21,866
| +117% | +$2.85M |
|
2327
Adeia
ADEA
$3.12B
| $5.32M | ﹤0.01% |
972,087
+704,701
| +264% | +$3.77M |
|
2328
Philips
PHG
$25.7B
| $5.32M | ﹤0.01% |
145,018
-21,720
| -13% | -$799K |
|
2329
DigitalBridge
DBRG
$2.95B
| $5.31M | ﹤0.01% |
220,621
-42,206
| -16% | -$873K |
|
2330
Icahn Enterprises
IEP
$5.13B
| $5.3M | ﹤0.01% |
82,593
-643
| -0.8% | -$45.7K |
|
2331
PUT
Alcon
ALC
$33.9B
| $5.3M | ﹤0.01% |
90,898
+85,429
| +1,562% | +$5.13M |
|
|
DPLO
2332
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
| $5.29M | ﹤0.01% |
1,080,367
+434,698
| +67% | +$2.43M |
|
2333
Atlantic Union Bankshares
AUB
$6.02B
| $5.29M | ﹤0.01% |
142,109
+49,044
| +53% | +$1.79M |
|
2334
CALL
Capri Holdings
CPRI
$1.72B
| $5.29M | ﹤0.01% |
159,600
-84,600
| -35% | -$2.71M |
|
2335
RBC Bearings
RBC
$17.9B
| $5.29M | ﹤0.01% |
31,877
+5,004
| +19% | +$809K |
|
|
XFLT
2336
XAI Floating Rate & Alternative Income Trust
XFLT
$283M
| $5.28M | ﹤0.01% |
118,065
-3,205
| -3% | -$147K |
|
|
BSJJ
2337
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
| $5.28M | ﹤0.01% |
220,626
-9,949
| -4% | -$238K |
|
2338
KBR
KBR
$4.74B
| $5.27M | ﹤0.01% |
214,644
+95,492
| +80% | +$2.43M |
|
2339
HNI Corp
HNI
$3.53B
| $5.26M | ﹤0.01% |
148,242
+44,836
| +43% | +$1.49M |
|
|
NFJ
2340
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
| $5.26M | ﹤0.01% |
430,462
-6,961
| -2% | -$85.7K |
|
2341
Helen of Troy
HELE
$671M
| $5.26M | ﹤0.01% |
33,353
-74,185
| -69% | -$11M |
|
|
SINA
2342
DELISTED
Sina Corp
SINA
| $5.26M | ﹤0.01% |
134,193
-61,200
| -31% | -$2.5M |
|
2343
WisdomTree International High Dividend Fund
DTH
$658M
| $5.26M | ﹤0.01% |
134,777
-34,448
| -20% | -$1.34M |
|
2344
PUT
Cenovus Energy
CVE
$52.1B
| $5.25M | ﹤0.01% |
560,000
+175,000
| +45% | +$1.59M |
|
2345
Quaker Houghton
KWR
$2.88B
| $5.25M | ﹤0.01% |
33,194
+15,091
| +83% | +$2.59M |
|
2346
West Pharmaceutical
WST
$24.5B
| $5.24M | ﹤0.01% |
36,977
+4,642
| +14% | +$639K |
|
2347
CALL
Dollar Tree
DLTR
$24.9B
| $5.23M | ﹤0.01% |
45,800
-74,300
| -62% | -$7.77M |
|
2348
Xencor
XNCR
$1.48B
| $5.22M | ﹤0.01% |
154,769
+104,213
| +206% | +$4.16M |
|
|
SNP
2349
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
| $5.18M | ﹤0.01% |
88,320
+33,075
| +60% | +$2.05M |
|
|
VRN
2350
DELISTED
Veren
VRN
| $5.17M | ﹤0.01% |
1,214,841
+1,199,664
| +7,904% | +$4.15M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.