UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2301
TRI-Continental Corp
TY
$1.9B
| $6.69M | ﹤0.01% |
251,525
-1,743
| -0.7% | -$48K |
|
|
AIO
2302
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$903M
| $6.68M | ﹤0.01% |
404,744
+21,784
| +6% | +$393K |
|
2303
Invesco Solar ETF
TAN
$1.38B
| $6.68M | ﹤0.01% |
128,931
+1,029
| +0.8% | +$63.4K |
|
2304
Invesco Pharmaceuticals ETF
PJP
$498M
| $6.67M | ﹤0.01% |
92,123
+52,455
| +132% | +$4.02M |
|
2305
AptarGroup
ATR
$8.61B
| $6.67M | ﹤0.01% |
53,313
+21,084
| +65% | +$2.59M |
|
2306
Tortoise North American Pipeline ETF
TPYP
$852M
| $6.67M | ﹤0.01% |
272,631
-1,947
| -0.7% | -$48.9K |
|
2307
iShares US Oil & Gas Exploration & Production ETF
IEO
$543M
| $6.66M | ﹤0.01% |
68,274
+8,663
| +15% | +$822K |
|
|
AVTA
2308
DELISTED
Avantax, Inc. Common Stock
AVTA
| $6.66M | ﹤0.01% |
260,180
+231,056
| +793% | +$5.48M |
|
2309
Fortune Brands Innovations
FBIN
$6.06B
| $6.65M | ﹤0.01% |
107,061
+31,099
| +41% | +$2.14M |
|
2310
NetEase
NTES
$84.7B
| $6.65M | ﹤0.01% |
66,377
-79,460
| -54% | -$8.15M |
|
2311
Ashland
ASH
$3.5B
| $6.65M | ﹤0.01% |
81,362
-8,869
| -10% | -$768K |
|
2312
Fidelity MSCI Health Care Index ETF
FHLC
$3.37B
| $6.64M | ﹤0.01% |
109,660
-2,581
| -2% | -$162K |
|
2313
PUT
Alcoa
AA
$13.2B
| $6.64M | ﹤0.01% |
228,573
+69,873
| +44% | +$2.19M |
|
2314
PUT
iShares MSCI India ETF
INDA
$6.63B
| $6.63M | ﹤0.01% |
+150,000
| New | +$6.63M |
|
2315
VanEck Long Muni ETF
MLN
$683M
| $6.63M | ﹤0.01% |
396,637
+34,481
| +10% | +$604K |
|
|
RMMZ
2316
RiverNorth Managed Duration Municipal Income Fund II
RMMZ
$126M
| $6.62M | ﹤0.01% |
461,514
+222
| +0% | +$3.46K |
|
2317
iShares Micro-Cap ETF
IWC
$1.5B
| $6.62M | ﹤0.01% |
66,136
+1,147
| +2% | +$124K |
|
2318
CALL
TotalEnergies
TTE
$190B
| $6.61M | ﹤0.01% |
+100,500
| New | +$6.21M |
|
|
NGMS
2319
DELISTED
NeoGames S.A. Ordinary Shares
NGMS
| $6.6M | ﹤0.01% |
244,460
+78,947
| +48% | +$2.13M |
|
2320
Teledyne Technologies
TDY
$32B
| $6.6M | ﹤0.01% |
16,143
-53,139
| -77% | -$21.6M |
|
2321
VanEck Short Muni ETF
SMB
$314M
| $6.59M | ﹤0.01% |
395,106
-66,879
| -14% | -$1.12M |
|
2322
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$476M
| $6.59M | ﹤0.01% |
169,436
+3,712
| +2% | +$152K |
|
2323
PUT
Coty
COTY
$2.48B
| $6.58M | ﹤0.01% |
600,000
| – | – |
|
2324
PUT
Norfolk Southern
NSC
$75.1B
| $6.58M | ﹤0.01% |
33,400
-1,600
| -5% | -$346K |
|
2325
iShares iBonds Dec 2027 Term Muni Bond ETF
IBMP
$658M
| $6.54M | ﹤0.01% |
267,288
+14,560
| +6% | +$362K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.