UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$1.06B |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$590M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$368M |
| 4 |
PLAN
Anaplan, Inc.
PLAN
|
+$264M |
| 5 |
UBS Group
UBS
|
+$223M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$717M |
| 2 |
Microsoft
MSFT
|
+$677M |
| 3 |
Apple
AAPL
|
+$653M |
| 4 |
Amazon
AMZN
|
+$641M |
| 5 |
Meta Platforms (Facebook)
META
|
+$351M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.23% |
| 2 | Financials | 6.63% |
| 3 | Healthcare | 5.96% |
| 4 | Consumer Discretionary | 5.78% |
| 5 | Industrials | 4.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2301
Nuveen Floating Rate Income Fund
JFR
$1.25B
| $8.43M | ﹤0.01% |
829,132
+161,849
| +24% | +$1.65M |
|
2302
Healthpeak Properties
DOC
$14.8B
| $8.41M | ﹤0.01% |
233,160
-400,288
| -63% | -$13.8M |
|
2303
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.36B
| $8.41M | ﹤0.01% |
355,463
+72,696
| +26% | +$1.68M |
|
|
UNIT
2304
CALL
Uniti Group
UNIT
$2.32B
| $8.41M | ﹤0.01% |
600,000
| – | – |
|
2305
SM Energy
SM
$6.87B
| $8.4M | ﹤0.01% |
284,809
-302,519
| -52% | -$9.44M |
|
2306
iShares US Regional Banks ETF
IAT
$678M
| $8.35M | ﹤0.01% |
135,175
-22,170
| -14% | -$1.4M |
|
2307
Strategy Inc
MSTR
$38.4B
| $8.35M | ﹤0.01% |
153,260
+3,910
| +3% | +$269K |
|
2308
Columbia Emerging Markets Consumer ETF
ECON
$306M
| $8.33M | ﹤0.01% |
347,879
-2,677
| -0.8% | -$67.4K |
|
2309
State Street Ultra Short Term Bond ETF
ULST
$526M
| $8.31M | ﹤0.01% |
206,128
-53,801
| -21% | -$2.17M |
|
2310
Neogen
NEOG
$2.5B
| $8.31M | ﹤0.01% |
183,015
+71,414
| +64% | +$3.06M |
|
|
WIRE
2311
DELISTED
Encore Wire Corp
WIRE
| $8.31M | ﹤0.01% |
58,068
+2,352
| +4% | +$304K |
|
2312
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
| $8.31M | ﹤0.01% |
142,114
+4,212
| +3% | +$238K |
|
2313
CALL
American Airlines Group
AAL
$10.6B
| $8.3M | ﹤0.01% |
462,277
+200
| +0% | +$3.84K |
|
|
NBXG
2314
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.2B
| $8.3M | ﹤0.01% |
479,803
+232,910
| +94% | +$4.26M |
|
2315
Kinross Gold
KGC
$32.8B
| $8.28M | ﹤0.01% |
1,425,577
+168,866
| +13% | +$1.01M |
|
2316
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
| $8.27M | ﹤0.01% |
392,880
+6,427
| +2% | +$132K |
|
2317
Murphy Oil
MUR
$4.78B
| $8.24M | ﹤0.01% |
315,407
+32,114
| +11% | +$888K |
|
2318
Axalta
AXTA
$8.17B
| $8.23M | ﹤0.01% |
248,523
+12,506
| +5% | +$397K |
|
2319
Schwab Fundamental International Small Company Index ETF
FNDC
$3.16B
| $8.22M | ﹤0.01% |
219,932
+3,266
| +2% | +$125K |
|
2320
PUT
Cemex
CX
$16.3B
| $8.21M | ﹤0.01% |
1,211,679
-2,000
| -0.2% | -$13K |
|
2321
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
| $8.21M | ﹤0.01% |
200,619
+117,881
| +142% | +$4.92M |
|
2322
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.56B
| $8.21M | ﹤0.01% |
440,205
+393,266
| +838% | +$7.61M |
|
2323
iShares MSCI Netherlands ETF
EWN
$713M
| $8.2M | ﹤0.01% |
163,214
-8,797
| -5% | -$445K |
|
2324
Global X Copper Miners ETF NEW
COPX
$8.2B
| $8.2M | ﹤0.01% |
222,014
+131
| +0.1% | +$4.8K |
|
2325
Honda
HMC
$41.3B
| $8.19M | ﹤0.01% |
288,025
+19,300
| +7% | +$561K |
|
Similar funds
UBS Group's Q4 2021 Portfolio in Review
As of Q4 2021, UBS Group held 11,479 positions worth $349B, up 9.9% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2021 filing shows 1,739 new, 5,110 increased, 3,129 reduced and 997 closed positions. Its largest new stake was Hertz: 1,027,564 shares worth $25.7M. The largest sale was iShares Russell 2000 ETF, an estimated $717M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2021 buy was Hertz: 1,027,564 shares worth $25.7M.
- UBS Group added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $1.06B increase.
- UBS Group's biggest Q4 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $717M.
- UBS Group fully exited Kansas City Southern in Q4 2021, selling an estimated $81.9M.
- UBS Group's ten largest holdings make up 14% of its $349B portfolio in Q4 2021.
- UBS Group opened 1,739 new positions and closed 997 in Q4 2021.
- UBS Group's portfolio value rose 9.9% quarter-over-quarter to $349B.
Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.