UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2301
WPP
WPP
$5.94B
| $7.24M | ﹤0.01% |
107,946
+1,309
| +1% | +$87.7K |
|
2302
PUT
Lincoln National
LNC
$8.81B
| $7.23M | ﹤0.01% |
105,200
+60,200
| +134% | +$3.93M |
|
2303
Revolve Group
RVLV
$1.73B
| $7.23M | ﹤0.01% |
117,044
-4,053
| -3% | -$264K |
|
2304
Omeros
OMER
$959M
| $7.22M | ﹤0.01% |
523,813
+35,977
| +7% | +$538K |
|
|
AVK
2305
Advent Convertible and Income Fund
AVK
$563M
| $7.19M | ﹤0.01% |
410,796
+25,971
| +7% | +$483K |
|
2306
CACI
CACI
$14.2B
| $7.19M | ﹤0.01% |
27,428
-275
| -1% | -$71K |
|
|
GWB
2307
DELISTED
Great Western Bancorp, Inc.
GWB
| $7.17M | ﹤0.01% |
218,990
+131,669
| +151% | +$4.06M |
|
2308
CALL
iQIYI
IQ
$1.28B
| $7.16M | ﹤0.01% |
892,162
+99,666
| +13% | +$1.03M |
|
2309
PUT
US Bancorp
USB
$99.6B
| $7.16M | ﹤0.01% |
120,500
| – | – |
|
2310
EQT Corp
EQT
$32.3B
| $7.14M | ﹤0.01% |
349,068
-69,144
| -17% | -$1.34M |
|
2311
Fortis
FTS
$28.7B
| $7.13M | ﹤0.01% |
160,962
+5,161
| +3% | +$234K |
|
2312
OGE Energy
OGE
$9.71B
| $7.13M | ﹤0.01% |
216,332
-12,909
| -6% | -$446K |
|
2313
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.24B
| $7.13M | ﹤0.01% |
69,067
+11,087
| +19% | +$1.18M |
|
|
PDCO
2314
DELISTED
Patterson Companies, Inc.
PDCO
| $7.12M | ﹤0.01% |
236,364
-146,633
| -38% | -$4.45M |
|
2315
Coca-Cola Europacific Partners
CCEP
$47.9B
| $7.12M | ﹤0.01% |
128,818
-73,266
| -36% | -$4.36M |
|
|
NOVA
2316
DELISTED
Sunnova Energy
NOVA
| $7.12M | ﹤0.01% |
216,143
+198,229
| +1,107% | +$7M |
|
|
VSXY
2317
Victoria's Secret
VSXY
$7.83B
| $7.11M | ﹤0.01% |
+128,614
| New | +$7.81M |
|
|
CPE
2318
DELISTED
Callon Petroleum Company
CPE
| $7.1M | ﹤0.01% |
144,616
-28,746
| -17% | -$1.11M |
|
2319
CALL
US Global Jets ETF
JETS
$800M
| $7.09M | ﹤0.01% |
+300,000
| New | +$6.92M |
|
2320
Invesco S&P 500 GARP ETF
SPGP
$2.3B
| $7.08M | ﹤0.01% |
81,326
+62,071
| +322% | +$5.6M |
|
2321
Murphy Oil
MUR
$4.78B
| $7.07M | ﹤0.01% |
283,293
+4,467
| +2% | +$96.3K |
|
|
IBML
2322
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
| $7.06M | ﹤0.01% |
271,675
-19,697
| -7% | -$514K |
|
2323
Invesco Trust Investment Grade Municipals
VGM
$564M
| $7.06M | ﹤0.01% |
515,660
+9,742
| +2% | +$137K |
|
2324
Fidelity Limited Term Bond ETF
FLTB
$415M
| $7.06M | ﹤0.01% |
135,041
+7,455
| +6% | +$391K |
|
2325
iShares Treasury Floating Rate Bond ETF
TFLO
$6.64B
| $7.05M | ﹤0.01% |
140,290
+23,148
| +20% | +$1.16M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.