UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SWN
2301
PUT
DELISTED
Southwestern Energy Company
SWN
| $3.26M | ﹤0.01% |
1,928,600
+1,073,100
| +125% | +$1.86M |
|
|
CAJ
2302
DELISTED
Canon, Inc.
CAJ
| $3.26M | ﹤0.01% |
150,584
-1,113
| -0.7% | -$28K |
|
|
BKN
2303
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
| $3.26M | ﹤0.01% |
215,343
-1,041
| -0.5% | -$16K |
|
|
MOMO
2304
PUT
Hello Group
MOMO
$866M
| $3.25M | ﹤0.01% |
150,000
+75,000
| +100% | +$2.24M |
|
2305
PUT
The Mosaic Company
MOS
$7.33B
| $3.25M | ﹤0.01% |
300,100
+70,100
| +30% | +$1.19M |
|
|
ERUS
2306
DELISTED
iShares MSCI Russia ETF
ERUS
| $3.24M | ﹤0.01% |
116,885
+9,882
| +9% | +$373K |
|
2307
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$450M
| $3.24M | ﹤0.01% |
79,500
-14,625
| -16% | -$762K |
|
|
CBD
2308
DELISTED
Companhia Brasileira de Distribuicao
CBD
| $3.24M | ﹤0.01% |
256,764
-84,495
| -25% | -$1.51M |
|
2309
PUT
Duke Energy
DUK
$97.3B
| $3.23M | ﹤0.01% |
+40,000
| New | +$3.67M |
|
2310
La-Z-Boy
LZB
$1.69B
| $3.23M | ﹤0.01% |
157,380
-34,900
| -18% | -$991K |
|
|
JWN
2311
PUT
DELISTED
Nordstrom
JWN
| $3.22M | ﹤0.01% |
210,000
-72,500
| -26% | -$2.42M |
|
2312
PTC Therapeutics
PTCT
$6.12B
| $3.21M | ﹤0.01% |
71,889
+14,140
| +24% | +$712K |
|
2313
Apple Hospitality REIT
APLE
$3.82B
| $3.21M | ﹤0.01% |
349,473
-301,254
| -46% | -$3.96M |
|
2314
PUT
Macy's
M
$6.68B
| $3.19M | ﹤0.01% |
650,000
-880,000
| -58% | -$11.9M |
|
2315
Kaiser Aluminum
KALU
$3.02B
| $3.19M | ﹤0.01% |
46,002
+23,749
| +107% | +$2.23M |
|
2316
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
| $3.19M | ﹤0.01% |
83,425
-4,461
| -5% | -$211K |
|
2317
SSR Mining
SSRM
$6.48B
| $3.19M | ﹤0.01% |
279,994
-11,428
| -4% | -$188K |
|
2318
Neogen
NEOG
$2.5B
| $3.19M | ﹤0.01% |
95,108
-70,938
| -43% | -$2.33M |
|
2319
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
| $3.18M | ﹤0.01% |
44,067
-90,825
| -67% | -$8.6M |
|
|
PEO
2320
Adams Natural Resources Fund
PEO
$725M
| $3.18M | ﹤0.01% |
398,450
+17,252
| +5% | +$220K |
|
2321
Tanger
SKT
$4.52B
| $3.18M | ﹤0.01% |
635,579
-186,544
| -23% | -$2.28M |
|
|
BCPC
2322
Balchem Corp
BCPC
$5.72B
| $3.18M | ﹤0.01% |
32,191
-11,917
| -27% | -$1.22M |
|
2323
CALL
Fox Class A
FOXA
$26.9B
| $3.17M | ﹤0.01% |
134,200
+117,600
| +708% | +$3.87M |
|
|
MFL
2324
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
| $3.17M | ﹤0.01% |
242,410
+59,614
| +33% | +$793K |
|
2325
CVR Partners
UAN
$1.34B
| $3.17M | ﹤0.01% |
307,439
-94,773
| -24% | -$2.06M |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.