UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2301
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
| $6.79M | ﹤0.01% |
220,481
+42,384
| +24% | +$1.31M |
|
2302
CALL
Globe Life
GL
$14.4B
| $6.79M | ﹤0.01% |
+64,500
| New | +$6.43M |
|
2303
Gladstone Investment Corp
GAIN
$671M
| $6.78M | ﹤0.01% |
511,976
-38,218
| -7% | -$517K |
|
2304
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.75B
| $6.77M | ﹤0.01% |
230,532
+2,326
| +1% | +$68.6K |
|
2305
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
| $6.77M | ﹤0.01% |
83,169
+11,173
| +16% | +$898K |
|
2306
Cleveland-Cliffs
CLF
$6.98B
| $6.76M | ﹤0.01% |
804,739
+286,531
| +55% | +$2.2M |
|
|
AMRN
2307
CALL
Amarin Corp
AMRN
$301M
| $6.75M | ﹤0.01% |
+15,750
| New | +$5.98M |
|
2308
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.08B
| $6.74M | ﹤0.01% |
140,119
+8,287
| +6% | +$378K |
|
2309
PUT
Dollar Tree
DLTR
$24.9B
| $6.73M | ﹤0.01% |
71,600
-27,500
| -28% | -$2.89M |
|
2310
Hancock Whitney
HWC
$6.22B
| $6.72M | ﹤0.01% |
153,251
+59,301
| +63% | +$2.4M |
|
2311
nVent Electric
NVT
$26.4B
| $6.72M | ﹤0.01% |
262,813
-325,619
| -55% | -$7.57M |
|
2312
America's Car Mart
CRMT
$27.5M
| $6.72M | ﹤0.01% |
61,288
+6,886
| +13% | +$666K |
|
2313
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.47B
| $6.72M | ﹤0.01% |
166,678
+29,385
| +21% | +$1.17M |
|
|
DBL
2314
DoubleLine Opportunistic Credit Fund
DBL
$280M
| $6.71M | ﹤0.01% |
325,280
-2,197
| -0.7% | -$45.4K |
|
2315
ITT
ITT
$19.2B
| $6.7M | ﹤0.01% |
90,710
+63,871
| +238% | +$4.24M |
|
2316
PUT
AngloGold Ashanti
AU
$44.3B
| $6.7M | ﹤0.01% |
300,000
| – | – |
|
2317
CALL
Chipotle Mexican Grill
CMG
$42.7B
| $6.7M | ﹤0.01% |
+400,000
| New | +$6.42M |
|
2318
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.07B
| $6.69M | ﹤0.01% |
214,239
+3,565
| +2% | +$104K |
|
|
RMT
2319
Royce Micro-Cap Trust
RMT
$751M
| $6.68M | ﹤0.01% |
782,660
-8,088
| -1% | -$66.1K |
|
2320
Invesco Advantage Municipal Income Trust II
VKI
$397M
| $6.68M | ﹤0.01% |
598,341
-2,379
| -0.4% | -$26.5K |
|
2321
Badger Meter
BMI
$3.98B
| $6.67M | ﹤0.01% |
102,801
+11,744
| +13% | +$697K |
|
2322
Navient
NAVI
$892M
| $6.67M | ﹤0.01% |
487,640
+144,617
| +42% | +$1.95M |
|
|
JHG
2323
DELISTED
Janus Henderson
JHG
| $6.66M | ﹤0.01% |
+272,363
| New | +$6.49M |
|
2324
Lazard
LAZ
$4.22B
| $6.66M | ﹤0.01% |
166,602
-5,358
| -3% | -$202K |
|
2325
Franco-Nevada
FNV
$44.6B
| $6.65M | ﹤0.01% |
64,379
+15,462
| +32% | +$1.49M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.