UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2301
Highwoods Properties
HIW
$3.47B
| $5.45M | ﹤0.01% |
121,257
+25,521
| +27% | +$1.12M |
|
|
WRI
2302
DELISTED
Weingarten Realty Investors
WRI
| $5.44M | ﹤0.01% |
186,641
+29,250
| +19% | +$808K |
|
|
UNIT
2303
CALL
Uniti Group
UNIT
$2.33B
| $5.44M | ﹤0.01% |
700,000
+339,000
| +94% | +$2.81M |
|
2304
PUT
NXP Semiconductors
NXPI
$58.4B
| $5.43M | ﹤0.01% |
49,800
| – | – |
|
2305
CALL
Kinder Morgan
KMI
$69.7B
| $5.43M | ﹤0.01% |
263,600
-26,900
| -9% | -$552K |
|
2306
PUT
Ashland
ASH
$3.32B
| $5.43M | ﹤0.01% |
70,500
-109,500
| -61% | -$8.32M |
|
|
MZTI
2307
The Marzetti Company
MZTI
$3.02B
| $5.42M | ﹤0.01% |
39,118
+11,438
| +41% | +$1.7M |
|
2308
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
| $5.42M | ﹤0.01% |
178,097
-24,515
| -12% | -$745K |
|
2309
Editas Medicine
EDIT
$445M
| $5.41M | ﹤0.01% |
238,005
+120,159
| +102% | +$2.98M |
|
|
AEL
2310
DELISTED
American Equity Investment Life Holding Company
AEL
| $5.4M | ﹤0.01% |
223,257
+138,489
| +163% | +$3.35M |
|
2311
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$250M
| $5.4M | ﹤0.01% |
158,512
-1,102
| -0.7% | -$38.7K |
|
2312
Steven Madden
SHOO
$3.53B
| $5.4M | ﹤0.01% |
150,774
+14,871
| +11% | +$492K |
|
|
FLIR
2313
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
| $5.39M | ﹤0.01% |
102,406
-42,215
| -29% | -$2.15M |
|
2314
PUT
State Street Materials Select Sector SPDR ETF
XLB
$8.55B
| $5.38M | ﹤0.01% |
185,000
-1,200,000
| -87% | -$34.6M |
|
2315
Liberty Media Series A
FWONA
$22.9B
| $5.38M | ﹤0.01% |
141,973
+27,325
| +24% | +$999K |
|
2316
PetMed Express
PETS
$42.1M
| $5.37M | ﹤0.01% |
297,974
+252,918
| +561% | +$4.18M |
|
|
HR
2317
DELISTED
Healthcare Realty Trust Incorporated
HR
| $5.36M | ﹤0.01% |
160,029
+15,975
| +11% | +$523K |
|
|
ERUS
2318
DELISTED
iShares MSCI Russia ETF
ERUS
| $5.36M | ﹤0.01% |
137,776
-44,701
| -24% | -$1.73M |
|
2319
Reaves Utility Income Fund
UTG
$3.58B
| $5.36M | ﹤0.01% |
145,980
+19,854
| +16% | +$724K |
|
|
ATAXZ
2320
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
| $5.34M | ﹤0.01% |
653,433
+291,260
| +80% | +$2.38M |
|
2321
Gentex
GNTX
$4.96B
| $5.34M | ﹤0.01% |
193,814
-3,632
| -2% | -$96K |
|
2322
Deluxe
DLX
$1.19B
| $5.33M | ﹤0.01% |
108,536
+11,808
| +12% | +$526K |
|
2323
PagSeguro Digital
PAGS
$2.62B
| $5.33M | ﹤0.01% |
115,097
+7,890
| +7% | +$366K |
|
2324
CALL
EQT Corp
EQT
$32.3B
| $5.33M | ﹤0.01% |
500,800
-29,800
| -6% | -$384K |
|
2325
PUT
Stanley Black & Decker
SWK
$15.3B
| $5.33M | ﹤0.01% |
+36,900
| New | +$5.21M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.