UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2276
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
| $6.89M | ﹤0.01% |
6,177
+141
| +2% | +$163K |
|
2277
CALL
Roku
ROKU
$22.7B
| $6.88M | ﹤0.01% |
97,500
-162,500
| -63% | -$12.6M |
|
|
NFJ
2278
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
| $6.86M | ﹤0.01% |
605,848
-12,693
| -2% | -$155K |
|
2279
FTAI Aviation
FTAI
$22.2B
| $6.86M | ﹤0.01% |
192,892
-24,029
| -11% | -$826K |
|
2280
Cohen & Steers
CNS
$4.3B
| $6.84M | ﹤0.01% |
109,165
-2,826
| -3% | -$179K |
|
2281
CALL
Lennar Class A
LEN
$21.2B
| $6.83M | ﹤0.01% |
62,910
+3,306
| +6% | +$388K |
|
2282
PUT
ASML
ASML
$669B
| $6.83M | ﹤0.01% |
+11,600
| New | +$7.7M |
|
|
HOUS
2283
DELISTED
Anywhere Real Estate
HOUS
| $6.81M | ﹤0.01% |
1,059,730
+189,527
| +22% | +$1.38M |
|
2284
PUT
US Global Jets ETF
JETS
$849M
| $6.81M | ﹤0.01% |
400,000
| – | – |
|
2285
Park Hotels & Resorts
PK
$2.97B
| $6.81M | ﹤0.01% |
552,839
+467,554
| +548% | +$6.04M |
|
2286
Advanced Drainage Systems
WMS
$10.9B
| $6.8M | ﹤0.01% |
59,708
-36,853
| -38% | -$4.5M |
|
2287
PUT
Sempra
SRE
$54.8B
| $6.78M | ﹤0.01% |
99,600
| – | – |
|
2288
Franklin FTSE China ETF
FLCH
$340M
| $6.77M | ﹤0.01% |
396,411
+391,700
| +8,315% | +$6.99M |
|
2289
Comstock Resources
CRK
$3.94B
| $6.77M | ﹤0.01% |
613,993
-35,346
| -5% | -$416K |
|
2290
First Trust Short Duration Managed Municipal ETF
FSMB
$628M
| $6.77M | ﹤0.01% |
349,186
+8,903
| +3% | +$175K |
|
2291
PUT
Agnico Eagle Mines
AEM
$90.5B
| $6.73M | ﹤0.01% |
148,100
+35,000
| +31% | +$1.72M |
|
2292
CALL
Twilio
TWLO
$36.6B
| $6.73M | ﹤0.01% |
114,900
+50,000
| +77% | +$3.12M |
|
2293
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.67B
| $6.72M | ﹤0.01% |
79,859
+30,580
| +62% | +$2.69M |
|
2294
Nuveen ESG Emerging Markets Equity ETF
NUEM
$396M
| $6.72M | ﹤0.01% |
256,311
+6,361
| +3% | +$173K |
|
2295
Royal Gold
RGLD
$19.5B
| $6.72M | ﹤0.01% |
63,193
-70,273
| -53% | -$7.99M |
|
2296
Federal Agricultural Mortgage
AGM
$2.56B
| $6.71M | ﹤0.01% |
43,503
+2,329
| +6% | +$377K |
|
2297
ALPS International Sector Dividend Dogs ETF
IDOG
$566M
| $6.71M | ﹤0.01% |
246,309
-74,280
| -23% | -$2.09M |
|
2298
CNX Resources
CNX
$5.2B
| $6.7M | ﹤0.01% |
296,873
+82,776
| +39% | +$1.72M |
|
2299
Levi Strauss
LEVI
$9.39B
| $6.7M | ﹤0.01% |
493,505
+270,870
| +122% | +$3.79M |
|
2300
Ryan Specialty Holdings
RYAN
$11B
| $6.7M | ﹤0.01% |
138,413
+79,478
| +135% | +$3.68M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.