UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2276
Advanced Drainage Systems
WMS
$10.9B
| $7.51M | ﹤0.01% |
69,407
-9,634
| -12% | -$1.11M |
|
2277
PUT
Norwegian Cruise Line
NCLH
$8.84B
| $7.49M | ﹤0.01% |
280,400
+100,000
| +55% | +$2.54M |
|
2278
Janus International
JBI
$757M
| $7.48M | ﹤0.01% |
610,888
+124,498
| +26% | +$1.7M |
|
|
DOG
2279
ProShares Short Dow30
DOG
$97.3M
| $7.47M | ﹤0.01% |
217,361
+57,399
| +36% | +$1.92M |
|
2280
Prosperity Bancshares
PB
$8.89B
| $7.46M | ﹤0.01% |
104,900
-55,821
| -35% | -$3.86M |
|
2281
PUT
Illinois Tool Works
ITW
$84.5B
| $7.46M | ﹤0.01% |
36,100
+35,600
| +7,120% | +$8.03M |
|
2282
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
| $7.46M | ﹤0.01% |
298,266
-62,365
| -17% | -$1.61M |
|
2283
Ralph Lauren
RL
$23.6B
| $7.45M | ﹤0.01% |
67,086
-4,139
| -6% | -$478K |
|
2284
Pacer Trendpilot US Mid Cap ETF
PTMC
$405M
| $7.44M | ﹤0.01% |
211,829
-259
| -0.1% | -$9.19K |
|
2285
iShares MSCI Europe Financials ETF
EUFN
$4.29B
| $7.43M | ﹤0.01% |
378,790
+5,513
| +1% | +$109K |
|
|
HPI
2286
John Hancock Preferred Income Fund
HPI
$433M
| $7.43M | ﹤0.01% |
345,568
+21,882
| +7% | +$475K |
|
2287
W.R. Berkley
WRB
$26.6B
| $7.43M | ﹤0.01% |
228,332
-327,654
| -59% | -$10.8M |
|
|
UNIT
2288
CALL
Uniti Group
UNIT
$2.32B
| $7.42M | ﹤0.01% |
600,000
| – | – |
|
|
PSTH
2289
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
| $7.41M | ﹤0.01% |
376,229
-82,549
| -18% | -$1.67M |
|
2290
BlackRock Income Trust
BKT
$341M
| $7.4M | ﹤0.01% |
404,182
+49,050
| +14% | +$937K |
|
2291
Fiverr
FVRR
$339M
| $7.39M | ﹤0.01% |
40,456
+19,417
| +92% | +$3.91M |
|
2292
Reaves Utility Income Fund
UTG
$3.61B
| $7.37M | ﹤0.01% |
224,859
+13,469
| +6% | +$474K |
|
2293
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.95B
| $7.36M | ﹤0.01% |
97,295
+383
| +0.4% | +$29.8K |
|
|
AYX
2294
PUT
DELISTED
Alteryx Inc
AYX
| $7.31M | ﹤0.01% |
100,000
-90,000
| -47% | -$6.77M |
|
2295
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14B
| $7.31M | ﹤0.01% |
137,902
-441
| -0.3% | -$24K |
|
2296
Invesco Advantage Municipal Income Trust II
VKI
$401M
| $7.3M | ﹤0.01% |
586,728
-14,789
| -2% | -$184K |
|
|
SAVE
2297
DELISTED
Spirit Airlines, Inc.
SAVE
| $7.3M | ﹤0.01% |
281,417
-44,144
| -14% | -$1.16M |
|
2298
Sunoco
SUN
$13.3B
| $7.29M | ﹤0.01% |
195,342
-5,326
| -3% | -$198K |
|
2299
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.36B
| $7.27M | ﹤0.01% |
91,400
-3,686
| -4% | -$297K |
|
2300
CALL
Ferrari
RACE
$72.5B
| $7.26M | ﹤0.01% |
34,731
| – | – |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.