UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GWPH
2276
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
| $4.63M | ﹤0.01% |
47,586
-26,827
| -36% | -$3.09M |
|
2277
Coherent
COHR
$74.2B
| $4.63M | ﹤0.01% |
114,133
+58,622
| +106% | +$2.58M |
|
|
AAN.A
2278
DELISTED
The Aaron's Company Inc Class A
AAN.A
| $4.62M | ﹤0.01% |
81,624
+77,421
| +1,842% | +$4.39M |
|
2279
Virgin Galactic
SPCE
$398M
| $4.61M | ﹤0.01% |
11,994
+9,385
| +360% | +$3.56M |
|
2280
Canadian Imperial Bank of Commerce
CM
$108B
| $4.61M | ﹤0.01% |
123,448
-35,380
| -22% | -$1.3M |
|
2281
Guidewire Software
GWRE
$14.2B
| $4.61M | ﹤0.01% |
44,225
+16,817
| +61% | +$1.89M |
|
2282
PUT
LyondellBasell Industries
LYB
$19.2B
| $4.58M | ﹤0.01% |
65,000
| – | – |
|
2283
PUT
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$293M
| $4.58M | ﹤0.01% |
+92
| New | +$5.52M |
|
2284
Flex
FLEX
$44.8B
| $4.58M | ﹤0.01% |
545,759
-36,000
| -6% | -$294K |
|
2285
PUT
PG&E
PCG
$38.5B
| $4.56M | ﹤0.01% |
485,900
-1,012,900
| -68% | -$9.39M |
|
|
OPP
2286
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
| $4.56M | ﹤0.01% |
336,304
-22,016
| -6% | -$308K |
|
|
GTM
2287
CALL
ZoomInfo Technologies
GTM
$1.22B
| $4.56M | ﹤0.01% |
+106,000
| New | +$4.16M |
|
2288
Global X MLP & Energy Infrastructure ETF
MLPX
$3.5B
| $4.55M | ﹤0.01% |
205,932
+25,642
| +14% | +$635K |
|
2289
PUT
NetEase
NTES
$84.7B
| $4.55M | ﹤0.01% |
+50,000
| New | +$4.7M |
|
2290
Steven Madden
SHOO
$3.55B
| $4.55M | ﹤0.01% |
233,161
+52,643
| +29% | +$1.13M |
|
|
EVF
2291
Eaton Vance Senior Income Trust
EVF
$90.5M
| $4.54M | ﹤0.01% |
773,829
-42,386
| -5% | -$243K |
|
2292
Gabelli Dividend & Income Trust
GDV
$2.66B
| $4.54M | ﹤0.01% |
247,475
-233,656
| -49% | -$4.35M |
|
2293
PUT
BP
BP
$107B
| $4.54M | ﹤0.01% |
260,000
+40,000
| +18% | +$866K |
|
|
EQC
2294
DELISTED
Equity Commonwealth
EQC
| $4.54M | ﹤0.01% |
170,270
+55,170
| +48% | +$1.71M |
|
|
HPI
2295
John Hancock Preferred Income Fund
HPI
$433M
| $4.53M | ﹤0.01% |
240,662
-18,309
| -7% | -$367K |
|
2296
TRI-Continental Corp
TY
$1.9B
| $4.52M | ﹤0.01% |
174,342
-38,274
| -18% | -$996K |
|
2297
CorVel
CRVL
$3.19B
| $4.51M | ﹤0.01% |
158,535
+39
| +0% | +$1.05K |
|
2298
SiriusXM
SIRI
$10.1B
| $4.51M | ﹤0.01% |
84,246
-158,363
| -65% | -$9.08M |
|
2299
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
| $4.51M | ﹤0.01% |
172,594
+21,220
| +14% | +$554K |
|
2300
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
| $4.5M | ﹤0.01% |
413,280
-58,454
| -12% | -$649K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.