UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2251
CALL
Royal Caribbean
RCL
$85.6B
| $7.72M | ﹤0.01% |
86,800
-5,900
| -6% | -$477K |
|
|
RMM
2252
RiverNorth Managed Duration Municipal Income Fund
RMM
$290M
| $7.72M | ﹤0.01% |
388,789
-13,349
| -3% | -$281K |
|
2253
CALL
Sun Life Financial
SLF
$45.4B
| $7.72M | ﹤0.01% |
150,000
| – | – |
|
|
B
2254
CALL
Barrick Mining
B
$73.2B
| $7.72M | ﹤0.01% |
427,500
-6,120
| -1% | -$123K |
|
|
SGI
2255
Somnigroup International
SGI
$13.7B
| $7.72M | ﹤0.01% |
166,255
+94,599
| +132% | +$4.13M |
|
2256
Spectrum Brands
SPB
$2.07B
| $7.71M | ﹤0.01% |
80,596
+33,332
| +71% | +$2.83M |
|
2257
Gabelli Dividend & Income Trust
GDV
$2.66B
| $7.71M | ﹤0.01% |
298,920
+15,400
| +5% | +$408K |
|
2258
Prestige Consumer Healthcare
PBH
$2.6B
| $7.7M | ﹤0.01% |
137,214
-10,843
| -7% | -$596K |
|
2259
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
| $7.67M | ﹤0.01% |
299,656
-5,912
| -2% | -$151K |
|
2260
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
| $7.66M | ﹤0.01% |
386,453
+16,928
| +5% | +$342K |
|
2261
CRH
CRH
$66.8B
| $7.64M | ﹤0.01% |
163,424
-2,578
| -2% | -$131K |
|
2262
Range Resources
RRC
$8.95B
| $7.63M | ﹤0.01% |
337,176
-27,655
| -8% | -$448K |
|
|
TSP
2263
PUT
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
| $7.6M | ﹤0.01% |
+204,700
| New | +$8.63M |
|
2264
Global X Copper Miners ETF NEW
COPX
$8.16B
| $7.59M | ﹤0.01% |
221,883
+36,289
| +20% | +$1.31M |
|
2265
CALL
Weibo
WB
$1.95B
| $7.58M | ﹤0.01% |
159,686
+57,842
| +57% | +$3.12M |
|
2266
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
| $7.57M | ﹤0.01% |
194,442
+17,755
| +10% | +$715K |
|
2267
Nuveen ESG US Aggregate Bond ETF
NUBD
$464M
| $7.57M | ﹤0.01% |
292,512
-223,815
| -43% | -$5.86M |
|
2268
CALL
Vale
VALE
$62.6B
| $7.56M | ﹤0.01% |
541,917
+206,000
| +61% | +$4.04M |
|
2269
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
| $7.56M | ﹤0.01% |
263,058
+5,855
| +2% | +$172K |
|
2270
Atmos Energy
ATO
$28.8B
| $7.55M | ﹤0.01% |
85,628
-34,485
| -29% | -$3.33M |
|
2271
Davis Select Financial ETF
DFNL
$491M
| $7.54M | ﹤0.01% |
247,881
-32,955
| -12% | -$998K |
|
|
GHY
2272
PGIM Global High Yield Fund
GHY
$483M
| $7.54M | ﹤0.01% |
489,312
+36,018
| +8% | +$566K |
|
2273
First Trust Europe AlphaDEX Fund
FEP
$534M
| $7.53M | ﹤0.01% |
179,643
-1,540
| -0.8% | -$67.1K |
|
2274
Philips
PHG
$26.1B
| $7.53M | ﹤0.01% |
205,062
+14,737
| +8% | +$560K |
|
2275
Affiliated Managers Group
AMG
$9.76B
| $7.51M | ﹤0.01% |
49,730
-5,555
| -10% | -$910K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.