UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2251
PUT
FirstEnergy
FE
$27.5B
| $4.77M | ﹤0.01% |
166,100
-50,000
| -23% | -$1.57M |
|
2252
Papa John's
PZZA
$806M
| $4.76M | ﹤0.01% |
57,836
-52,798
| -48% | -$4.85M |
|
|
OPTU
2253
Optimum Communications Inc
OPTU
$301M
| $4.76M | ﹤0.01% |
182,923
-1,204,224
| -87% | -$31.3M |
|
2254
Deckers Outdoor
DECK
$13.3B
| $4.75M | ﹤0.01% |
129,666
+100,908
| +351% | +$3.49M |
|
|
TCF
2255
DELISTED
TCF Financial Corporation Common Stock
TCF
| $4.75M | ﹤0.01% |
203,574
+118,064
| +138% | +$3.16M |
|
2256
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
| $4.75M | ﹤0.01% |
106,528
-3,729
| -3% | -$165K |
|
2257
Nuveen ESG Mid-Cap Value ETF
NUMV
$458M
| $4.75M | ﹤0.01% |
186,391
+6,832
| +4% | +$173K |
|
|
EVBG
2258
DELISTED
Everbridge, Inc. Common Stock
EVBG
| $4.75M | ﹤0.01% |
37,787
+13,078
| +53% | +$1.77M |
|
|
WORK
2259
PUT
DELISTED
Slack Technologies, Inc.
WORK
| $4.74M | ﹤0.01% |
176,500
+100,000
| +131% | +$2.94M |
|
|
SRCL
2260
DELISTED
Stericycle Inc
SRCL
| $4.72M | ﹤0.01% |
74,900
+35,436
| +90% | +$2.18M |
|
|
SMAR
2261
DELISTED
Smartsheet Inc.
SMAR
| $4.71M | ﹤0.01% |
95,342
+11,219
| +13% | +$542K |
|
2262
PUT
Fidelity National Information Services
FIS
$22.1B
| $4.71M | ﹤0.01% |
+32,000
| New | +$4.63M |
|
2263
Pinnacle Financial Partners Inc
PNFP
$15.8B
| $4.71M | ﹤0.01% |
132,211
+64,690
| +96% | +$2.57M |
|
2264
PUT
Danaher
DHR
$144B
| $4.7M | ﹤0.01% |
24,590
+22,672
| +1,182% | +$4.03M |
|
|
EIGI
2265
DELISTED
Endurance International Group Holdings, Inc.
EIGI
| $4.69M | ﹤0.01% |
817,570
+117,000
| +17% | +$657K |
|
|
GAP
2266
The Gap Inc
GAP
$7.37B
| $4.69M | ﹤0.01% |
275,299
-557,732
| -67% | -$8.31M |
|
2267
ING
ING
$102B
| $4.69M | ﹤0.01% |
661,889
-188,318
| -22% | -$1.44M |
|
2268
Element Solutions
ESI
$9.23B
| $4.68M | ﹤0.01% |
445,556
+158,401
| +55% | +$1.74M |
|
2269
Littelfuse
LFUS
$11.6B
| $4.68M | ﹤0.01% |
26,382
+11,277
| +75% | +$2M |
|
2270
Nuveen ESG Emerging Markets Equity ETF
NUEM
$396M
| $4.65M | ﹤0.01% |
163,833
-22,429
| -12% | -$624K |
|
2271
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.92B
| $4.64M | ﹤0.01% |
175,060
-9,799
| -5% | -$259K |
|
|
CDK
2272
CALL
DELISTED
CDK Global, Inc.
CDK
| $4.64M | ﹤0.01% |
+106,500
| New | +$4.73M |
|
2273
CALL
Beyond Meat
BYND
$277M
| $4.64M | ﹤0.01% |
27,932
+2,022
| +8% | +$274K |
|
|
SPNS
2274
DELISTED
Sapiens International
SPNS
| $4.63M | ﹤0.01% |
151,506
+72,432
| +92% | +$2.22M |
|
2275
Jabil
JBL
$35.8B
| $4.63M | ﹤0.01% |
135,186
+121,362
| +878% | +$4.06M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.