UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ETV
2251
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.75B
| $5.7M | ﹤0.01% |
388,983
+25,147
| +7% | +$376K |
|
|
EFOR
2252
Everforth Inc
EFOR
$1.29B
| $5.69M | ﹤0.01% |
90,564
+24,675
| +37% | +$1.52M |
|
2253
iShares MSCI Malaysia ETF
EWM
$325M
| $5.68M | ﹤0.01% |
204,074
-313,352
| -61% | -$8.95M |
|
2254
Invesco Russell 1000 Equal Weight ETF
EQAL
$830M
| $5.67M | ﹤0.01% |
176,948
-20,793
| -11% | -$669K |
|
|
FLG
2255
Flagstar Bank National Association
FLG
$5.9B
| $5.67M | ﹤0.01% |
150,701
-3,330
| -2% | -$115K |
|
2256
Cousins Properties
CUZ
$4.91B
| $5.67M | ﹤0.01% |
150,903
+14,976
| +11% | +$534K |
|
|
WLL
2257
DELISTED
Whiting Petroleum Corporation
WLL
| $5.67M | ﹤0.01% |
9,419
+5,693
| +153% | +$4.83M |
|
2258
SPX Corp
SPXC
$10.7B
| $5.67M | ﹤0.01% |
141,644
+3,650
| +3% | +$135K |
|
2259
United Bankshares
UBSI
$6.65B
| $5.67M | ﹤0.01% |
149,648
+65,015
| +77% | +$2.41M |
|
|
IBKC
2260
DELISTED
IBERIABANK Corp
IBKC
| $5.66M | ﹤0.01% |
74,985
+47,084
| +169% | +$3.47M |
|
|
NXQ
2261
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
| $5.65M | ﹤0.01% |
377,270
+4,182
| +1% | +$60.8K |
|
2262
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
| $5.64M | ﹤0.01% |
51,395
+2,122
| +4% | +$230K |
|
|
AJRD
2263
DELISTED
Aerojet Rocketdyne Holdings
AJRD
| $5.64M | ﹤0.01% |
111,645
+32,528
| +41% | +$1.58M |
|
|
EV
2264
DELISTED
Eaton Vance Corp.
EV
| $5.64M | ﹤0.01% |
125,461
+71,222
| +131% | +$3.08M |
|
2265
CALL
Global X Silver Miners ETF NEW
SIL
$4.47B
| $5.62M | ﹤0.01% |
200,000
| – | – |
|
2266
PUT
United Rentals
URI
$72.4B
| $5.61M | ﹤0.01% |
45,000
| – | – |
|
2267
Curtiss-Wright
CW
$26.4B
| $5.61M | ﹤0.01% |
43,330
-6,169
| -12% | -$776K |
|
2268
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
| $5.61M | ﹤0.01% |
55,863
+2,786
| +5% | +$279K |
|
2269
Campbell Soup
CPB
$6.73B
| $5.59M | ﹤0.01% |
119,091
-13,459
| -10% | -$581K |
|
2270
Global X MLP & Energy Infrastructure ETF
MLPX
$3.59B
| $5.58M | ﹤0.01% |
151,347
+9,499
| +7% | +$353K |
|
|
AIV
2271
Aimco
AIV
$381M
| $5.57M | ﹤0.01% |
802,275
-92,288
| -10% | -$625K |
|
|
ECF
2272
Ellsworth Growth & Income Fund
ECF
$170M
| $5.57M | ﹤0.01% |
531,074
-7,536
| -1% | -$80.4K |
|
|
PCH
2273
DELISTED
PotlatchDeltic
PCH
| $5.57M | ﹤0.01% |
135,550
+48,116
| +55% | +$1.87M |
|
2274
CALL
Occidental Petroleum
OXY
$55.7B
| $5.56M | ﹤0.01% |
125,000
+90,000
| +257% | +$4.25M |
|
2275
Transocean
RIG
$5.71B
| $5.55M | ﹤0.01% |
1,242,576
-809,075
| -39% | -$4.29M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.