UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2251
First Trust Materials AlphaDEX Fund
FXZ
$368M
| $4.66M | ﹤0.01% |
115,592
-38,891
| -25% | -$1.51M |
|
2252
Ferrari
RACE
$69.2B
| $4.66M | ﹤0.01% |
42,208
+3,864
| +10% | +$412K |
|
2253
Dycom Industries
DY
$12B
| $4.66M | ﹤0.01% |
54,254
-15,848
| -23% | -$1.34M |
|
2254
PUT
CF Industries
CF
$19.2B
| $4.66M | ﹤0.01% |
132,500
-7,500
| -5% | -$232K |
|
2255
State Street SPDR Dow Jones REIT ETF
RWR
$1.86B
| $4.64M | ﹤0.01% |
50,170
-3,229
| -6% | -$300K |
|
2256
Assured Guaranty
AGO
$3.66B
| $4.62M | ﹤0.01% |
122,337
+86,665
| +243% | +$3.71M |
|
2257
Carlyle Secured Lending
CGBD
$694M
| $4.62M | ﹤0.01% |
245,350
+243,822
| +15,957% | +$4.49M |
|
2258
Green Plains
GPRE
$1.18B
| $4.6M | ﹤0.01% |
228,484
-526,270
| -70% | -$10M |
|
2259
Toyota
TM
$224B
| $4.6M | ﹤0.01% |
38,591
-4,348
| -10% | -$493K |
|
|
WBA
2260
CALL
DELISTED
Walgreens Boots Alliance
WBA
| $4.59M | ﹤0.01% |
59,500
-38,600
| -39% | -$3.09M |
|
2261
Invesco Municipal Trust
VKQ
$541M
| $4.59M | ﹤0.01% |
359,565
+7,445
| +2% | +$96K |
|
2262
Zebra Technologies
ZBRA
$14B
| $4.59M | ﹤0.01% |
42,275
+3,523
| +9% | +$362K |
|
2263
Carlisle Companies
CSL
$14.3B
| $4.59M | ﹤0.01% |
45,730
-6,706
| -13% | -$649K |
|
2264
Gartner
IT
$10.1B
| $4.58M | ﹤0.01% |
36,808
-17,482
| -32% | -$2.16M |
|
|
FOLD
2265
DELISTED
Amicus Therapeutics
FOLD
| $4.58M | ﹤0.01% |
303,623
+181,771
| +149% | +$2.4M |
|
|
GG
2266
PUT
DELISTED
Goldcorp Inc
GG
| $4.58M | ﹤0.01% |
353,200
-254,300
| -42% | -$3.34M |
|
|
WNRL
2267
PUT
DELISTED
Western Refining Logistics, LP
WNRL
| $4.57M | ﹤0.01% |
177,200
-582,000
| -77% | -$14.7M |
|
|
IBMK
2268
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
| $4.57M | ﹤0.01% |
175,157
+25,556
| +17% | +$670K |
|
|
TSRO
2269
DELISTED
TESARO, Inc.
TSRO
| $4.56M | ﹤0.01% |
35,322
+8,883
| +34% | +$1.1M |
|
2270
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.4M
| $4.56M | ﹤0.01% |
+88,982
| New | +$4.55M |
|
|
SONC
2271
PUT
DELISTED
Sonic Corp
SONC
| $4.56M | ﹤0.01% |
+179,000
| New | +$4.36M |
|
|
MTOR
2272
CALL
DELISTED
MERITOR, Inc.
MTOR
| $4.55M | ﹤0.01% |
+175,000
| New | +$3.47M |
|
|
MTOR
2273
PUT
DELISTED
MERITOR, Inc.
MTOR
| $4.55M | ﹤0.01% |
+175,000
| New | +$3.47M |
|
2274
National Fuel Gas
NFG
$7.82B
| $4.55M | ﹤0.01% |
80,392
+1,702
| +2% | +$98.6K |
|
2275
PUT
CarMax
KMX
$8.13B
| $4.55M | ﹤0.01% |
+60,000
| New | +$4M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.