UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2226
CALL
Fox Class A
FOXA
$26.9B
| $7.95M | ﹤0.01% |
198,200
-1,800
| -0.9% | -$66.3K |
|
2227
Chemours
CC
$2.37B
| $7.95M | ﹤0.01% |
273,486
-32,274
| -11% | -$1.04M |
|
2228
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.23B
| $7.93M | ﹤0.01% |
267,810
+9,409
| +4% | +$281K |
|
|
PPL
2229
PUT
PPL Corp
PPL
$26.7B
| $7.93M | ﹤0.01% |
+284,500
| New | +$8.21M |
|
2230
Global X MLP & Energy Infrastructure ETF
MLPX
$3.53B
| $7.91M | ﹤0.01% |
220,499
-13,973
| -6% | -$484K |
|
2231
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
| $7.89M | ﹤0.01% |
390,844
+3,666
| +0.9% | +$77.4K |
|
2232
CALL
Spectrum Brands
SPB
$2.07B
| $7.87M | ﹤0.01% |
+82,300
| New | +$6.99M |
|
|
XEC
2233
CALL
DELISTED
CIMAREX ENERGY CO
XEC
| $7.85M | ﹤0.01% |
90,000
+20,000
| +29% | +$1.39M |
|
|
HQH
2234
abrdn Healthcare Investors
HQH
$1.32B
| $7.83M | ﹤0.01% |
306,017
+19,015
| +7% | +$500K |
|
2235
Telus
TU
$15.3B
| $7.82M | ﹤0.01% |
356,115
-60,590
| -15% | -$1.37M |
|
2236
Harley-Davidson
HOG
$2.71B
| $7.81M | ﹤0.01% |
213,225
+103,004
| +93% | +$4.15M |
|
2237
Equitable Holdings
EQH
$14.1B
| $7.81M | ﹤0.01% |
263,335
-15,013
| -5% | -$454K |
|
|
JMIA
2238
Jumia Technologies
JMIA
$767M
| $7.8M | ﹤0.01% |
419,830
+139,227
| +50% | +$2.94M |
|
2239
PUT
Enphase Energy
ENPH
$5.53B
| $7.8M | ﹤0.01% |
52,000
+30,000
| +136% | +$5.15M |
|
2240
PUT
Under Armour
UAA
$2.6B
| $7.8M | ﹤0.01% |
386,400
+86,400
| +29% | +$1.91M |
|
|
NXQ
2241
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
| $7.79M | ﹤0.01% |
499,087
+12,495
| +3% | +$200K |
|
|
NID
2242
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
| $7.78M | ﹤0.01% |
528,788
-59,324
| -10% | -$881K |
|
2243
CALL
Nucor
NUE
$62.1B
| $7.77M | ﹤0.01% |
78,856
+5,500
| +7% | +$585K |
|
2244
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.67B
| $7.75M | ﹤0.01% |
89,674
+50,756
| +130% | +$4.72M |
|
|
X
2245
CALL
DELISTED
US Steel
X
| $7.74M | ﹤0.01% |
352,500
-34,800
| -9% | -$870K |
|
2246
Pacer US Cash Cows 100 ETF
COWZ
$19.4B
| $7.74M | ﹤0.01% |
177,064
+79,403
| +81% | +$3.49M |
|
2247
PUT
Merck
MRK
$318B
| $7.74M | ﹤0.01% |
103,025
+55,402
| +116% | +$4.21M |
|
2248
Park Hotels & Resorts
PK
$2.97B
| $7.73M | ﹤0.01% |
403,980
+161,519
| +67% | +$3.05M |
|
2249
Valmont Industries
VMI
$9.53B
| $7.73M | ﹤0.01% |
32,872
+13,558
| +70% | +$3.22M |
|
2250
LPL Financial
LPLA
$28.6B
| $7.73M | ﹤0.01% |
49,279
-8,163
| -14% | -$1.17M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.