UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2226
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
| $5.8M | ﹤0.01% |
71,996
+19,258
| +37% | +$1.55M |
|
|
X
2227
CALL
DELISTED
US Steel
X
| $5.8M | ﹤0.01% |
+502,400
| New | +$6.47M |
|
2228
Olin
OLN
$2.14B
| $5.8M | ﹤0.01% |
309,823
+4,581
| +2% | +$86.4K |
|
2229
Spire
SR
$4.78B
| $5.8M | ﹤0.01% |
66,479
+22,940
| +53% | +$1.93M |
|
2230
CALL
Amcor
AMCR
$21.8B
| $5.8M | ﹤0.01% |
118,920
-11,080
| -9% | -$572K |
|
2231
CALL
Accenture
ACN
$105B
| $5.79M | ﹤0.01% |
30,100
-8,000
| -21% | -$1.55M |
|
2232
VEON
VEON
$3.87B
| $5.79M | ﹤0.01% |
96,492
-219
| -0.2% | -$15K |
|
|
NBL
2233
DELISTED
Noble Energy, Inc.
NBL
| $5.79M | ﹤0.01% |
257,530
-3,619
| -1% | -$80.6K |
|
2234
Valley National Bancorp
VLY
$8B
| $5.78M | ﹤0.01% |
531,827
-95,540
| -15% | -$1.02M |
|
2235
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.08B
| $5.77M | ﹤0.01% |
131,832
+66,147
| +101% | +$2.95M |
|
|
SC
2236
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
| $5.77M | ﹤0.01% |
226,065
-401,862
| -64% | -$10.5M |
|
2237
CALL
Macerich
MAC
$6.66B
| $5.76M | ﹤0.01% |
+182,500
| New | +$5.76M |
|
|
MDC
2238
DELISTED
M.D.C. Holdings, Inc.
MDC
| $5.76M | ﹤0.01% |
144,419
-16,419
| -10% | -$577K |
|
|
HDS
2239
CALL
DELISTED
HD Supply Holdings, Inc.
HDS
| $5.76M | ﹤0.01% |
+147,000
| New | +$5.76M |
|
2240
Papa John's
PZZA
$811M
| $5.76M | ﹤0.01% |
109,979
-332,850
| -75% | -$15.7M |
|
|
OCSI
2241
DELISTED
Oaktree Strategic Income Corporation
OCSI
| $5.75M | ﹤0.01% |
696,863
-5,594
| -0.8% | -$46.2K |
|
2242
Brady Corp
BRC
$4.63B
| $5.75M | ﹤0.01% |
108,295
+3,611
| +3% | +$183K |
|
2243
CALL
Rio Tinto
RIO
$162B
| $5.73M | ﹤0.01% |
110,000
-275,525
| -71% | -$14.9M |
|
2244
Fox Class A
FOXA
$25.9B
| $5.73M | ﹤0.01% |
181,644
-36,876
| -17% | -$1.28M |
|
|
GRA
2245
DELISTED
W.R. Grace & Co.
GRA
| $5.73M | ﹤0.01% |
85,775
-7,019
| -8% | -$492K |
|
2246
CNA Financial
CNA
$14.2B
| $5.72M | ﹤0.01% |
116,216
-110,204
| -49% | -$5.28M |
|
2247
Alnylam Pharmaceuticals
ALNY
$28.9B
| $5.71M | ﹤0.01% |
71,065
+42,701
| +151% | +$3.38M |
|
2248
PUT
AB InBev
BUD
$165B
| $5.71M | ﹤0.01% |
60,000
| – | – |
|
|
PEO
2249
Adams Natural Resources Fund
PEO
$726M
| $5.7M | ﹤0.01% |
374,559
-6,557
| -2% | -$99.8K |
|
|
PHT
2250
DELISTED
Pioneer High Income Fund
PHT
| $5.7M | ﹤0.01% |
618,662
+99,332
| +19% | +$917K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.