UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2226
CALL
Trip.com Group
TCOM
$29.8B
| $4.17M | ﹤0.01% |
84,822
-27,258
| -24% | -$1.25M |
|
2227
Pearson
PSO
$10.1B
| $4.17M | ﹤0.01% |
491,555
+89,765
| +22% | +$748K |
|
2228
Dr. Reddy's Laboratories
RDY
$10B
| $4.17M | ﹤0.01% |
518,770
+164,780
| +47% | +$1.42M |
|
2229
iShares S&P India Nifty 50 Index Fund
INDY
$567M
| $4.16M | ﹤0.01% |
128,675
+53,647
| +72% | +$1.61M |
|
2230
Primerica
PRI
$9.91B
| $4.16M | ﹤0.01% |
50,606
-7,697
| -13% | -$600K |
|
2231
CALL
Franco-Nevada
FNV
$41.3B
| $4.15M | ﹤0.01% |
+63,300
| New | +$4.08M |
|
2232
CALL
Carnival Corporation Ltd
CCL
$39.2B
| $4.13M | ﹤0.01% |
70,200
-269,000
| -79% | -$15M |
|
|
MDP
2233
DELISTED
Meredith Corporation
MDP
| $4.13M | ﹤0.01% |
63,996
-15,057
| -19% | -$927K |
|
2234
Horizon Technology Finance
HRZN
$306M
| $4.12M | ﹤0.01% |
370,154
+57,715
| +18% | +$641K |
|
|
VGR
2235
DELISTED
Vector Group Ltd.
VGR
| $4.12M | ﹤0.01% |
323,036
-17,724
| -5% | -$238K |
|
|
GMZ
2236
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
| $4.12M | ﹤0.01% |
55,124
+4,313
| +8% | +$324K |
|
|
LSI
2237
CALL
DELISTED
Life Storage, Inc.
LSI
| $4.11M | ﹤0.01% |
75,000
| – | – |
|
2238
CALL
Amgen
AMGN
$205B
| $4.1M | ﹤0.01% |
25,000
-134,200
| -84% | -$22.3M |
|
|
VIVS
2239
VivoSim Labs
VIVS
$1.19M
| $4.1M | ﹤0.01% |
5,371
+1,279
| +31% | +$1.01M |
|
2240
Cal-Maine
CALM
$4.1B
| $4.1M | ﹤0.01% |
111,346
+4,015
| +4% | +$161K |
|
2241
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$460M
| $4.09M | ﹤0.01% |
130,753
-51,345
| -28% | -$1.59M |
|
2242
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.96B
| $4.09M | ﹤0.01% |
155,361
-39,076
| -20% | -$1.03M |
|
|
PPLI
2243
People Inc
PPLI
$3.16B
| $4.08M | ﹤0.01% |
309,941
+36,309
| +13% | +$472K |
|
|
EVF
2244
Eaton Vance Senior Income Trust
EVF
$89.9M
| $4.08M | ﹤0.01% |
601,708
+10,902
| +2% | +$74.2K |
|
|
SNI
2245
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
| $4.07M | ﹤0.01% |
51,981
+3,408
| +7% | +$263K |
|
|
CAVM
2246
DELISTED
Cavium, Inc.
CAVM
| $4.07M | ﹤0.01% |
56,847
+23,302
| +69% | +$1.56M |
|
|
JMLP
2247
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
| $4.06M | ﹤0.01% |
384,839
-55,950
| -13% | -$577K |
|
2248
Invesco California Value Municipal Income Trust
VCV
$515M
| $4.06M | ﹤0.01% |
329,203
+78,836
| +31% | +$971K |
|
|
DNB
2249
DELISTED
Dun & Bradstreet
DNB
| $4.05M | ﹤0.01% |
37,531
+6,265
| +20% | +$709K |
|
|
FARO
2250
DELISTED
Faro Technologies
FARO
| $4.04M | ﹤0.01% |
113,156
-8,500
| -7% | -$310K |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.