UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$324M |
| 2 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$241M |
| 3 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$150M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$142M |
| 5 |
UBS Group
UBS
|
+$140M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI ACWI ETF
ACWI
|
+$630M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$608M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$368M |
| 4 |
Tesla
TSLA
|
+$339M |
| 5 |
Amazon
AMZN
|
+$301M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.88% |
| 2 | Financials | 6.67% |
| 3 | Healthcare | 6.52% |
| 4 | Consumer Discretionary | 4.99% |
| 5 | Industrials | 4.19% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.7B
| $242M | 0.11% |
841,188
-114,696
| -12% | -$36.5M |
|
202
PUT
Citigroup
C
$224B
| $240M | 0.11% |
5,771,100
+524,200
| +10% | +$25.9M |
|
203
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
| $239M | 0.1% |
4,980,272
-55,448
| -1% | -$2.82M |
|
204
Dollar General
DG
$28.2B
| $238M | 0.1% |
992,318
-43,857
| -4% | -$10.8M |
|
|
205
Citigroup
C
$224B
| $237M | 0.1% |
5,685,511
-3,469,406
| -38% | -$171M |
|
206
Philip Morris
PM
$292B
| $236M | 0.1% |
2,841,327
-345,571
| -11% | -$33M |
|
207
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
| $236M | 0.1% |
2,298,689
-187,358
| -8% | -$21.1M |
|
208
Applied Materials
AMAT
$411B
| $235M | 0.1% |
2,868,236
+5,390
| +0.2% | +$520K |
|
209
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
| $233M | 0.1% |
3,932,735
+475,293
| +14% | +$28.2M |
|
210
Truist Financial
TFC
$63.4B
| $231M | 0.1% |
5,316,751
-455,799
| -8% | -$21.9M |
|
211
PUT
Micron Technology
MU
$937B
| $230M | 0.1% |
4,595,100
+655,300
| +17% | +$38M |
|
212
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
| $229M | 0.1% |
569,667
-30,380
| -5% | -$13.4M |
|
|
213
iShares MSCI ACWI ETF
ACWI
$32.8B
| $228M | 0.1% |
2,927,094
-7,291,253
| -71% | -$630M |
|
214
State Street SPDR S&P Dividend ETF
SDY
$23.6B
| $227M | 0.1% |
2,034,494
+78,430
| +4% | +$9.66M |
|
215
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
| $224M | 0.1% |
2,699,321
-104,376
| -4% | -$9.61M |
|
|
CTXS
216
DELISTED
Citrix Systems Inc
CTXS
| $223M | 0.1% |
2,145,123
+294,587
| +16% | +$30.2M |
|
217
iShares Floating Rate Bond ETF
FLOT
$10.3B
| $222M | 0.1% |
4,423,672
-491,172
| -10% | -$24.7M |
|
218
iShares Core Dividend Growth ETF
DGRO
$42.9B
| $222M | 0.1% |
4,992,877
+91,221
| +2% | +$4.49M |
|
219
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.91B
| $221M | 0.1% |
2,460,543
+107,779
| +5% | +$10.7M |
|
220
WisdomTree Floating Rate Treasury Fund
USFR
$18.4B
| $221M | 0.1% |
4,401,982
+1,820,121
| +70% | +$91.6M |
|
221
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
| $220M | 0.1% |
1,288,754
-50,652
| -4% | -$9.59M |
|
222
CALL
Logitech
LOGI
$15.1B
| $218M | 0.1% |
4,742,423
+1,918,553
| +68% | +$101M |
|
223
Wells Fargo
WFC
$266B
| $212M | 0.09% |
5,281,496
-756,269
| -13% | -$32.5M |
|
224
Sherwin-Williams
SHW
$86B
| $212M | 0.09% |
1,037,072
-72,144
| -7% | -$17.1M |
|
225
State Street SPDR S&P Biotech ETF
XBI
$9.62B
| $212M | 0.09% |
2,668,373
-1,392,815
| -34% | -$117M |
|
Similar funds
UBS Group's Q3 2022 Portfolio in Review
As of Q3 2022, UBS Group held 11,885 positions worth $228B, down 6.3% from $244B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2022 filing shows 1,174 new, 4,828 increased, 3,849 reduced and 1,024 closed positions. Its largest new stake was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M. The largest sale was iShares MSCI ACWI ETF, an estimated $630M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2022 buy was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2022, an estimated $324M increase.
- UBS Group's biggest Q3 2022 reduction was iShares MSCI ACWI ETF, cutting an estimated $630M.
- UBS Group fully exited CMC Materials, Inc. Common Stock in Q3 2022, selling an estimated $111M.
- UBS Group's ten largest holdings make up 14% of its $228B portfolio in Q3 2022.
- UBS Group opened 1,174 new positions and closed 1,024 in Q3 2022.
- UBS Group's portfolio value fell 6.3% quarter-over-quarter to $228B.
Based on UBS Group's 13F filing for Q3 2022, filed 10 Nov 2022.