UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
iShares Gold Trust
IAU
$62.7B
| $322M | 0.1% |
9,647,812
-341,198
| -3% | -$11.6M |
|
202
Liberty Broadband Class C
LBRDK
$4.88B
| $322M | 0.1% |
1,863,628
+646,545
| +53% | +$116M |
|
203
Lam Research
LRCX
$365B
| $322M | 0.1% |
5,650,360
+16,610
| +0.3% | +$1.01M |
|
204
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.36B
| $320M | 0.1% |
6,327,853
-2,486,478
| -28% | -$126M |
|
205
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.7B
| $317M | 0.1% |
936,150
-178,951
| -16% | -$62.5M |
|
206
Analog Devices
ADI
$176B
| $315M | 0.1% |
1,879,318
+244,044
| +15% | +$40.9M |
|
207
Wells Fargo
WFC
$264B
| $314M | 0.1% |
6,761,319
+1,077,519
| +19% | +$49.9M |
|
208
iShares Biotechnology ETF
IBB
$9.17B
| $313M | 0.1% |
1,938,033
-371,200
| -16% | -$62.5M |
|
209
International Flavors & Fragrances
IFF
$20.4B
| $313M | 0.1% |
2,341,596
+426,638
| +22% | +$62.6M |
|
210
PUT
Cisco
CSCO
$457B
| $313M | 0.1% |
5,742,825
+848,761
| +17% | +$47.6M |
|
211
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
| $304M | 0.1% |
1,288,582
+9,428
| +0.7% | +$2.28M |
|
212
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
| $303M | 0.1% |
5,046,443
+117,482
| +2% | +$7.15M |
|
213
EOG Resources
EOG
$77.4B
| $298M | 0.09% |
3,712,340
+741,220
| +25% | +$54M |
|
214
Deere & Co
DE
$164B
| $297M | 0.09% |
887,388
+60,632
| +7% | +$21.8M |
|
215
VF Corp
VFC
$5.88B
| $297M | 0.09% |
4,431,534
-66,534
| -1% | -$5.11M |
|
216
Edwards Lifesciences
EW
$51.1B
| $296M | 0.09% |
2,611,070
-141,213
| -5% | -$16.1M |
|
217
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
| $296M | 0.09% |
2,047,745
+371,841
| +22% | +$55.2M |
|
218
Moderna
MRNA
$22.2B
| $294M | 0.09% |
763,006
+348,592
| +84% | +$129M |
|
219
iShares Russell Mid-Cap Growth ETF
IWP
$20.1B
| $292M | 0.09% |
2,602,148
-15,728
| -0.6% | -$1.81M |
|
220
PUT
Broadcom
AVGO
$1.87T
| $291M | 0.09% |
5,999,240
+1,517,000
| +34% | +$73.8M |
|
221
ServiceNow
NOW
$120B
| $288M | 0.09% |
2,313,055
+284,685
| +14% | +$34.5M |
|
222
Fidelity National Information Services
FIS
$23.3B
| $287M | 0.09% |
2,362,443
-144,733
| -6% | -$19.4M |
|
223
PUT
PayPal
PYPL
$49.4B
| $287M | 0.09% |
1,104,296
+162,060
| +17% | +$46M |
|
224
Air Products & Chemicals
APD
$64.9B
| $284M | 0.09% |
1,109,412
+42,546
| +4% | +$11.8M |
|
225
First Trust Preferred Securities and Income ETF
FPE
$6.34B
| $283M | 0.09% |
13,789,387
+810,186
| +6% | +$16.7M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.