UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Vanguard Russell 1000 Value ETF
VONV
$21.1B
| $214M | 0.1% |
4,919,940
+4,093,742
| +495% | +$224M |
|
202
Vanguard High Dividend Yield ETF
VYM
$82.6B
| $210M | 0.1% |
2,969,271
+131,437
| +5% | +$11.3M |
|
203
iShares Russell Mid-Cap Growth ETF
IWP
$20.6B
| $209M | 0.1% |
3,439,466
-321,836
| -9% | -$23.5M |
|
204
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
| $205M | 0.1% |
937,068
-195,923
| -17% | -$52M |
|
205
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
| $205M | 0.1% |
4,127,267
-1,886,067
| -31% | -$94.8M |
|
206
PUT
VanEck Gold Miners ETF
GDX
$23.8B
| $205M | 0.1% |
8,891,389
-1,593,811
| -15% | -$43.6M |
|
207
TSMC
TSM
$2.16T
| $201M | 0.09% |
4,214,108
+1,022,713
| +32% | +$55.9M |
|
208
iShares Floating Rate Bond ETF
FLOT
$10.3B
| $201M | 0.09% |
4,116,344
-768,198
| -16% | -$38.4M |
|
209
PUT
Salesforce
CRM
$156B
| $199M | 0.09% |
1,381,200
+167,100
| +14% | +$28.6M |
|
210
Caterpillar
CAT
$404B
| $199M | 0.09% |
1,712,896
+735,081
| +75% | +$93.9M |
|
211
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
| $198M | 0.09% |
3,194,207
-255,602
| -7% | -$18M |
|
212
iShares Biotechnology ETF
IBB
$9.39B
| $197M | 0.09% |
1,830,923
-269,137
| -13% | -$31M |
|
213
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
| $197M | 0.09% |
13,543,086
+5,993,742
| +79% | +$142M |
|
214
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
| $197M | 0.09% |
4,443,265
+1,445,870
| +48% | +$74.8M |
|
|
215
PUT
JPMorgan Chase
JPM
$950B
| $196M | 0.09% |
2,177,800
+53,800
| +3% | +$6.54M |
|
216
iShares MSCI China ETF
MCHI
$6.33B
| $196M | 0.09% |
3,418,822
+1,224,690
| +56% | +$75.8M |
|
217
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
| $195M | 0.09% |
3,975,042
-2,107,850
| -35% | -$124M |
|
218
PUT
Nike
NKE
$61.6B
| $194M | 0.09% |
2,343,700
+1,117,770
| +91% | +$104M |
|
|
219
PUT
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
| $193M | 0.09% |
13,300,000
+4,570,000
| +52% | +$108M |
|
220
PUT
Micron Technology
MU
$1.01T
| $192M | 0.09% |
4,560,420
-815,880
| -15% | -$42.4M |
|
221
iShares US Real Estate ETF
IYR
$4.67B
| $190M | 0.09% |
2,735,610
-3,330,198
| -55% | -$295M |
|
222
CALL
Meta Platforms (Facebook)
META
$1.5T
| $185M | 0.09% |
1,106,518
-3,380,762
| -75% | -$662M |
|
223
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
| $184M | 0.09% |
3,375,000
-731,637
| -18% | -$44.4M |
|
|
TWTR
224
PUT
DELISTED
Twitter, Inc.
TWTR
| $180M | 0.08% |
7,333,600
+257,500
| +4% | +$8.33M |
|
225
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
| $179M | 0.08% |
3,027,713
-148,398
| -5% | -$8.88M |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,776 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 747 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.