UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
PUT
Boeing
BA
$175B
| $281M | 0.1% |
864,000
+588,160
| +213% | +$208M |
|
202
CME Group
CME
$96.1B
| $281M | 0.1% |
1,399,143
-159,248
| -10% | -$32.7M |
|
203
iShares MSCI Japan ETF
EWJ
$22.1B
| $279M | 0.1% |
4,715,652
+195,658
| +4% | +$11.5M |
|
204
PUT
Advanced Micro Devices
AMD
$791B
| $276M | 0.1% |
6,016,700
+230,860
| +4% | +$8.5M |
|
205
PUT
Intel
INTC
$460B
| $275M | 0.1% |
4,588,600
+911,800
| +25% | +$51M |
|
206
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.23B
| $269M | 0.09% |
10,157,695
+595,378
| +6% | +$15.8M |
|
207
Vanguard High Dividend Yield ETF
VYM
$80.9B
| $266M | 0.09% |
2,837,834
+63,172
| +2% | +$5.73M |
|
208
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
| $266M | 0.09% |
2,802,367
+46,488
| +2% | +$4.25M |
|
209
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
| $265M | 0.09% |
4,940,210
-408,314
| -8% | -$21.9M |
|
210
State Street SPDR S&P Regional Banking ETF
KRE
$4.49B
| $264M | 0.09% |
4,535,612
+2,864,937
| +171% | +$159M |
|
211
CALL
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
| $264M | 0.09% |
2,062,500
+732,500
| +55% | +$93.3M |
|
212
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
| $262M | 0.09% |
8,730,000
+3,283,200
| +60% | +$97.4M |
|
213
US Bancorp
USB
$98B
| $261M | 0.09% |
4,405,900
+81,856
| +2% | +$4.73M |
|
214
PUT
Alphabet (Google) Class A
GOOGL
$4.08T
| $261M | 0.09% |
3,900,000
-60,000
| -2% | -$3.87M |
|
|
SPLK
215
DELISTED
Splunk Inc
SPLK
| $259M | 0.09% |
1,728,209
+111,769
| +7% | +$14.7M |
|
216
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
| $259M | 0.09% |
4,106,637
-1,733,642
| -30% | -$107M |
|
217
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.4B
| $257M | 0.09% |
3,449,809
-258,259
| -7% | -$19.2M |
|
218
State Street SPDR S&P Dividend ETF
SDY
$21.8B
| $257M | 0.09% |
2,388,531
-21,923
| -0.9% | -$2.3M |
|
219
CALL
United Airlines
UAL
$40.1B
| $255M | 0.09% |
2,897,400
-214,500
| -7% | -$19.3M |
|
220
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
| $254M | 0.09% |
4,385,039
+171,071
| +4% | +$9.9M |
|
221
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.59B
| $253M | 0.09% |
2,670,975
+940,800
| +54% | +$81.6M |
|
222
iShares Biotechnology ETF
IBB
$9.52B
| $253M | 0.09% |
2,100,060
-34,370
| -2% | -$3.83M |
|
223
Kinder Morgan
KMI
$70.5B
| $253M | 0.09% |
11,951,155
-84,981
| -0.7% | -$1.72M |
|
|
224
PUT
Alphabet (Google) Class C
GOOG
$4.08T
| $253M | 0.09% |
3,778,000
+762,000
| +25% | +$49.2M |
|
225
American Express
AXP
$228B
| $252M | 0.09% |
2,023,044
-118,821
| -6% | -$14.2M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.