UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
State Street SPDR S&P Dividend ETF
SDY
$22B
| $231M | 0.11% |
2,526,544
-35,213
| -1% | -$3.15M |
|
202
Mastercard
MA
$487B
| $230M | 0.11% |
1,631,223
+197,938
| +14% | +$26.2M |
|
203
PUT
Morgan Stanley
MS
$337B
| $227M | 0.1% |
4,703,300
+1,666,500
| +55% | +$77.3M |
|
204
Baidu
BIDU
$35.8B
| $225M | 0.1% |
909,784
-300,268
| -25% | -$65.5M |
|
205
Abbott
ABT
$182B
| $223M | 0.1% |
4,177,331
-161,686
| -4% | -$8.11M |
|
206
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
| $223M | 0.1% |
1,914,446
+173,531
| +10% | +$20M |
|
207
CALL
Alphabet (Google) Class C
GOOG
$3.99T
| $220M | 0.1% |
4,586,000
-254,720
| -5% | -$11.9M |
|
|
RDS.A
208
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $219M | 0.1% |
3,607,345
+228,647
| +7% | +$12.8M |
|
209
CALL
DuPont de Nemours
DD
$18.9B
| $216M | 0.1% |
1,234,319
+637,930
| +107% | +$106M |
|
210
US Bancorp
USB
$98.9B
| $216M | 0.1% |
4,037,876
+16,711
| +0.4% | +$874K |
|
211
iShares US Real Estate ETF
IYR
$4.73B
| $216M | 0.1% |
2,701,874
-893,185
| -25% | -$71.7M |
|
212
iShares 20+ Year Treasury Bond ETF
TLT
$42.8B
| $215M | 0.1% |
1,724,927
+789,048
| +84% | +$99.1M |
|
213
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
| $215M | 0.1% |
3,795,192
-81,280
| -2% | -$4.46M |
|
214
PUT
Comcast
CMCSA
$80.9B
| $214M | 0.1% |
5,566,200
-895,900
| -14% | -$35.3M |
|
215
PUT
Occidental Petroleum
OXY
$54.6B
| $214M | 0.1% |
3,328,073
+62,100
| +2% | +$3.78M |
|
|
WBA
216
DELISTED
Walgreens Boots Alliance
WBA
| $213M | 0.1% |
2,758,914
-100,122
| -4% | -$8.02M |
|
217
Kraft Heinz
KHC
$31.1B
| $212M | 0.1% |
2,729,678
+449,503
| +20% | +$37.6M |
|
218
VanEck Semiconductor ETF
SMH
$66.1B
| $210M | 0.1% |
4,492,816
+2,095,052
| +87% | +$91.6M |
|
219
iShares TIPS Bond ETF
TIP
$14.5B
| $210M | 0.1% |
1,845,165
-111,579
| -6% | -$12.7M |
|
220
CME Group
CME
$91.8B
| $209M | 0.1% |
1,540,534
+76,195
| +5% | +$9.63M |
|
221
General Motors
GM
$78.7B
| $209M | 0.1% |
5,173,351
+1,010,836
| +24% | +$36.9M |
|
222
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
| $206M | 0.1% |
2,430,707
+11,263
| +0.5% | +$944K |
|
223
Goldman Sachs
GS
$309B
| $200M | 0.09% |
842,246
-126,478
| -13% | -$28.5M |
|
224
Ford
F
$58.5B
| $200M | 0.09% |
16,685,205
-242,761
| -1% | -$2.74M |
|
225
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
| $198M | 0.09% |
6,131,076
+110,734
| +2% | +$3.47M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.