UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2201
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.83B
| $6.01M | ﹤0.01% |
90,219
-21,804
| -19% | -$1.43M |
|
|
VISN
2202
CALL
Vistance Networks Inc
VISN
$2.28B
| $6M | ﹤0.01% |
+510,000
| New | +$6.57M |
|
2203
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$157M
| $6M | ﹤0.01% |
112,291
+191
| +0.2% | +$10.4K |
|
|
CACG
2204
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
| $5.98M | ﹤0.01% |
188,970
-13,146
| -7% | -$421K |
|
2205
Flex
FLEX
$45.3B
| $5.96M | ﹤0.01% |
755,821
-13,924,394
| -95% | -$107M |
|
2206
NovoCure
NVCR
$1.83B
| $5.96M | ﹤0.01% |
79,701
+40,953
| +106% | +$3.27M |
|
2207
Arrowhead Research
ARWR
$12.1B
| $5.96M | ﹤0.01% |
211,411
+96,985
| +85% | +$2.87M |
|
|
AUO
2208
DELISTED
AU Optronics Corp
AUO
| $5.94M | ﹤0.01% |
2,416,200
+403,764
| +20% | +$1.06M |
|
2209
Bank of America Series L
BAC.PRL
$3.98B
| $5.94M | ﹤0.01% |
3,961
-79
| -2% | -$113K |
|
2210
Emergent Biosolutions
EBS
$274M
| $5.94M | ﹤0.01% |
113,577
+86,105
| +313% | +$4.01M |
|
2211
CALL
Criteo S.A. Ordinary Shares
CRTO
$883M
| $5.93M | ﹤0.01% |
317,100
-409,200
| -56% | -$7.69M |
|
2212
Brunswick
BC
$5.28B
| $5.92M | ﹤0.01% |
113,641
-103,236
| -48% | -$4.93M |
|
2213
Fidelity Dividend ETF for Rising Rates
FDRR
$756M
| $5.91M | ﹤0.01% |
183,329
+2,482
| +1% | +$79.3K |
|
2214
Chemed
CHE
$7.18B
| $5.91M | ﹤0.01% |
14,157
+5,773
| +69% | +$2.36M |
|
|
GBT
2215
DELISTED
Global Blood Therapeutics, Inc.
GBT
| $5.91M | ﹤0.01% |
121,765
+50,507
| +71% | +$2.63M |
|
2216
PUT
Carnival Corporation Ltd
CCL
$39.4B
| $5.9M | ﹤0.01% |
135,000
+95,000
| +238% | +$4.38M |
|
2217
MidCap Financial Investment
MFIC
$800M
| $5.88M | ﹤0.01% |
365,567
-17,154
| -4% | -$280K |
|
2218
PUT
Linde
LIN
$226B
| $5.85M | ﹤0.01% |
30,200
-69,900
| -70% | -$13.5M |
|
2219
WaFd
WAFD
$2.77B
| $5.85M | ﹤0.01% |
158,043
+49,065
| +45% | +$1.75M |
|
2220
J&J Snack Foods
JJSF
$1.72B
| $5.84M | ﹤0.01% |
30,421
+15,639
| +106% | +$2.84M |
|
2221
PUT
TripAdvisor
TRIP
$1.21B
| $5.84M | ﹤0.01% |
151,000
+30,700
| +26% | +$1.28M |
|
2222
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.07B
| $5.83M | ﹤0.01% |
210,674
+10,643
| +5% | +$298K |
|
2223
Xerox
XRX
$424M
| $5.82M | ﹤0.01% |
194,619
-327,228
| -63% | -$10.3M |
|
2224
WisdomTree Japan SmallCap Dividend Fund
DFJ
$398M
| $5.82M | ﹤0.01% |
84,634
+1,745
| +2% | +$115K |
|
2225
UDR
UDR
$12.3B
| $5.81M | ﹤0.01% |
119,812
-122,845
| -51% | -$5.79M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.