UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2201
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
| $4.28M | ﹤0.01% |
186,926
+23,674
| +15% | +$530K |
|
2202
Arrow Electronics
ARW
$11B
| $4.27M | ﹤0.01% |
58,213
-552
| -0.9% | -$40.4K |
|
|
ENLC
2203
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
| $4.27M | ﹤0.01% |
220,207
-209,085
| -49% | -$3.98M |
|
2204
CALL
Freeport-McMoran
FCX
$90.8B
| $4.27M | ﹤0.01% |
319,700
-426,600
| -57% | -$6.13M |
|
|
POT
2205
PUT
DELISTED
Potash Corp Of Saskatchewan
POT
| $4.27M | ﹤0.01% |
250,000
+9,300
| +4% | +$169K |
|
2206
PUT
BP
BP
$114B
| $4.27M | ﹤0.01% |
141,740
-1,207,176
| -89% | -$36.7M |
|
2207
PUT
McKesson
MCK
$99.5B
| $4.25M | ﹤0.01% |
28,700
-7,069
| -20% | -$1.04M |
|
2208
Nice
NICE
$5.92B
| $4.25M | ﹤0.01% |
62,579
+18,378
| +42% | +$1.26M |
|
|
MVC
2209
DELISTED
MVC Capital, Inc.
MVC
| $4.25M | ﹤0.01% |
472,698
+68,166
| +17% | +$593K |
|
|
2210
CALL
ExxonMobil
XOM
$644B
| $4.25M | ﹤0.01% |
51,800
-834,028
| -94% | -$69.7M |
|
2211
CALL
GoDaddy
GDDY
$11.8B
| $4.25M | ﹤0.01% |
112,000
+69,500
| +164% | +$2.52M |
|
2212
VanEck Retail ETF
RTH
$261M
| $4.24M | ﹤0.01% |
53,615
-11,960
| -18% | -$932K |
|
2213
VanEck Short High Yield Muni ETF
SHYD
$451M
| $4.22M | ﹤0.01% |
175,982
-9,752
| -5% | -$233K |
|
|
MCA
2214
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
| $4.22M | ﹤0.01% |
286,581
-27,027
| -9% | -$395K |
|
2215
CALL
Marathon Petroleum
MPC
$91.1B
| $4.21M | ﹤0.01% |
83,400
-608,900
| -88% | -$30.3M |
|
|
HPP
2216
Hudson Pacific Properties
HPP
$793M
| $4.21M | ﹤0.01% |
17,380
-1,889
| -10% | -$465K |
|
2217
Mercury Insurance
MCY
$5.99B
| $4.21M | ﹤0.01% |
68,936
+12,806
| +23% | +$765K |
|
2218
CALL
Aptiv
APTV
$12B
| $4.2M | ﹤0.01% |
52,200
+35,000
| +203% | +$2.63M |
|
2219
CALL
Corning
GLW
$126B
| $4.19M | ﹤0.01% |
155,200
+93,900
| +153% | +$2.5M |
|
2220
PUT
Vale
VALE
$62B
| $4.18M | ﹤0.01% |
440,000
-1,372,700
| -76% | -$13.7M |
|
2221
ON Semiconductor
ON
$31.6B
| $4.18M | ﹤0.01% |
269,734
+189,007
| +234% | +$2.74M |
|
2222
PUT
Abercrombie & Fitch
ANF
$4.71B
| $4.18M | ﹤0.01% |
350,000
| – | – |
|
2223
First Trust Natural Gas ETF
FCG
$638M
| $4.17M | ﹤0.01% |
170,468
-190,443
| -53% | -$4.8M |
|
|
AMJ
2224
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $4.17M | ﹤0.01% |
129,100
-6,403
| -5% | -$209K |
|
|
GOLD
2225
DELISTED
Randgold Resources Ltd
GOLD
| $4.17M | ﹤0.01% |
47,772
-1,057
| -2% | -$92.2K |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.