UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2176
iShares MSCI Netherlands ETF
EWN
$637M
| $8.47M | ﹤0.01% |
172,011
-8,503
| -5% | -$431K |
|
2177
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$786M
| $8.46M | ﹤0.01% |
247,748
+1,172
| +0.5% | +$40.8K |
|
2178
PUT
Tencent Music
TME
$15.6B
| $8.46M | ﹤0.01% |
1,166,600
-565,900
| -33% | -$5.55M |
|
2179
DigitalOcean
DOCN
$14.6B
| $8.46M | ﹤0.01% |
108,926
+107,926
| +10,793% | +$6.67M |
|
2180
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$606M
| $8.44M | ﹤0.01% |
527,357
+54,533
| +12% | +$926K |
|
|
SAFM
2181
DELISTED
Sanderson Farms Inc
SAFM
| $8.44M | ﹤0.01% |
44,824
+5,283
| +13% | +$997K |
|
2182
United Therapeutics
UTHR
$23.1B
| $8.43M | ﹤0.01% |
45,645
-65,778
| -59% | -$13M |
|
|
SNV
2183
DELISTED
Synovus
SNV
| $8.42M | ﹤0.01% |
191,875
-149,577
| -44% | -$6.32M |
|
|
COHR
2184
DELISTED
Coherent Inc
COHR
| $8.42M | ﹤0.01% |
33,650
-5,145
| -13% | -$1.29M |
|
2185
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
| $8.41M | ﹤0.01% |
564,672
+42,099
| +8% | +$672K |
|
|
CS
2186
DELISTED
Credit Suisse Group
CS
| $8.39M | ﹤0.01% |
850,921
+240,448
| +39% | +$2.46M |
|
2187
Schwab Fundamental International Small Company Index ETF
FNDC
$3.16B
| $8.39M | ﹤0.01% |
216,666
+8,612
| +4% | +$340K |
|
2188
PUT
General Mills
GIS
$19.7B
| $8.38M | ﹤0.01% |
+140,000
| New | +$8.27M |
|
|
STL
2189
DELISTED
Sterling Bancorp
STL
| $8.38M | ﹤0.01% |
335,532
+76,338
| +29% | +$1.73M |
|
2190
iShares Morningstar US Equity ETF
ILCB
$1.32B
| $8.35M | ﹤0.01% |
137,577
-488
| -0.4% | -$30.5K |
|
2191
PUT
Ollie's Bargain Outlet
OLLI
$4.94B
| $8.34M | ﹤0.01% |
138,400
-186,000
| -57% | -$15.1M |
|
2192
PUT
Dell
DELL
$293B
| $8.32M | ﹤0.01% |
157,840
| – | – |
|
2193
Reinsurance Group of America
RGA
$16.1B
| $8.32M | ﹤0.01% |
74,771
-11,520
| -13% | -$1.31M |
|
2194
CALL
Suncor Energy
SU
$70.3B
| $8.3M | ﹤0.01% |
400,000
| – | – |
|
|
ETB
2195
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$458M
| $8.29M | ﹤0.01% |
518,072
+3,689
| +0.7% | +$60.9K |
|
2196
Ryman Hospitality Properties
RHP
$7.63B
| $8.29M | ﹤0.01% |
99,037
-52,737
| -35% | -$4.2M |
|
2197
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.71B
| $8.27M | ﹤0.01% |
240,513
+73,518
| +44% | +$2.55M |
|
2198
Webster Financial
WBS
$12.8B
| $8.26M | ﹤0.01% |
151,655
-139,594
| -48% | -$6.95M |
|
|
WCLD
2199
WisdomTree Cloud Computing Fund
WCLD
$297M
| $8.24M | ﹤0.01% |
143,051
+29,224
| +26% | +$1.71M |
|
2200
Honda
HMC
$41.3B
| $8.24M | ﹤0.01% |
268,725
-28,866
| -10% | -$908K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.