UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2176
FS KKR Capital
FSK
$3.44B
| $5.17M | ﹤0.01% |
325,889
+8,727
| +3% | +$136K |
|
2177
PUT
Datadog
DDOG
$84B
| $5.17M | ﹤0.01% |
50,573
+12,700
| +34% | +$1.11M |
|
2178
Invesco KBW Bank ETF
KBWB
$6.73B
| $5.17M | ﹤0.01% |
137,810
-29,356
| -18% | -$1.14M |
|
2179
Canadian Natural Resources
CNQ
$93.8B
| $5.16M | ﹤0.01% |
658,126
-9,759
| -1% | -$87.9K |
|
|
PXD
2180
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
| $5.16M | ﹤0.01% |
60,000
+30,000
| +100% | +$2.95M |
|
2181
PUT
Alcoa
AA
$13.2B
| $5.15M | ﹤0.01% |
443,000
+43,000
| +11% | +$577K |
|
2182
CALL
TJX Companies
TJX
$178B
| $5.15M | ﹤0.01% |
92,500
+33,400
| +57% | +$1.8M |
|
|
BMCH
2183
DELISTED
BMC Stock Holdings, Inc
BMCH
| $5.14M | ﹤0.01% |
120,123
+119,793
| +36,301% | +$3.94M |
|
2184
iShares MSCI Europe Financials ETF
EUFN
$4.3B
| $5.14M | ﹤0.01% |
374,299
-32,131
| -8% | -$475K |
|
2185
iShares MSCI Netherlands ETF
EWN
$713M
| $5.14M | ﹤0.01% |
147,575
-36,089
| -20% | -$1.26M |
|
2186
Advanced Drainage Systems
WMS
$10.9B
| $5.14M | ﹤0.01% |
82,272
+54,361
| +195% | +$2.94M |
|
2187
Boyd Gaming
BYD
$6.06B
| $5.14M | ﹤0.01% |
167,363
+110,798
| +196% | +$2.78M |
|
2188
First Trust Natural Gas ETF
FCG
$614M
| $5.13M | ﹤0.01% |
843,122
+1,156
| +0.1% | +$8.46K |
|
2189
Petrobras Class A
PBR.A
$103B
| $5.13M | ﹤0.01% |
728,091
+500,620
| +220% | +$4.16M |
|
|
CDK
2190
DELISTED
CDK Global, Inc.
CDK
| $5.12M | ﹤0.01% |
117,465
+42,353
| +56% | +$1.88M |
|
2191
Iridium Communications
IRDM
$5.29B
| $5.11M | ﹤0.01% |
199,663
+975
| +0.5% | +$26.8K |
|
2192
PUT
D.R. Horton
DHI
$42.3B
| $5.11M | ﹤0.01% |
67,500
-16,000
| -19% | -$1.09M |
|
2193
Franklin Electric
FELE
$4.84B
| $5.1M | ﹤0.01% |
86,635
+1,971
| +2% | +$112K |
|
2194
Global X US Preferred ETF
PFFD
$2.16B
| $5.08M | ﹤0.01% |
205,289
+12,229
| +6% | +$300K |
|
2195
CALL
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
| $5.08M | ﹤0.01% |
+15,000
| New | +$5.12M |
|
2196
PUT
Prudential Financial
PRU
$41.8B
| $5.08M | ﹤0.01% |
80,000
| – | – |
|
2197
State Street SPDR S&P International Small Cap ETF
GWX
$913M
| $5.06M | ﹤0.01% |
166,749
+5,421
| +3% | +$159K |
|
2198
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
| $5.06M | ﹤0.01% |
251,907
+154,132
| +158% | +$3.07M |
|
2199
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
| $5.05M | ﹤0.01% |
54,901
+10,956
| +25% | +$975K |
|
|
ASGI
2200
abrdn Global Infrastructure Income Fund
ASGI
$766M
| $5.05M | ﹤0.01% |
+288,399
| New | +$5.5M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.