UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2176
Cohen & Steers Select Preferred & Income Fund
PSF
$235M
| $6.19M | ﹤0.01% |
209,605
+3,221
| +2% | +$92.8K |
|
2177
Teledyne Technologies
TDY
$31.9B
| $6.17M | ﹤0.01% |
19,167
-1,858
| -9% | -$555K |
|
|
NBH
2178
Neuberger Municipal Fund Inc
NBH
$301M
| $6.17M | ﹤0.01% |
399,363
-16,709
| -4% | -$254K |
|
2179
CALL
PepsiCo
PEP
$189B
| $6.17M | ﹤0.01% |
45,000
-5,190
| -10% | -$689K |
|
2180
Webster Financial
WBS
$12.8B
| $6.16M | ﹤0.01% |
131,410
-17,393
| -12% | -$822K |
|
2181
CALL
Knight Transportation
KNX
$11.3B
| $6.14M | ﹤0.01% |
+169,100
| New | +$5.88M |
|
2182
PUT
Dillards
DDS
$9.64B
| $6.13M | ﹤0.01% |
+92,800
| New | +$5.94M |
|
2183
NorthWestern Energy
NWE
$4.32B
| $6.12M | ﹤0.01% |
81,603
+40,909
| +101% | +$2.95M |
|
|
JBTM
2184
JBT Marel
JBTM
$6.36B
| $6.11M | ﹤0.01% |
61,492
+45,741
| +290% | +$5.04M |
|
2185
MillerKnoll
MLKN
$1.61B
| $6.11M | ﹤0.01% |
132,571
+64,156
| +94% | +$2.82M |
|
|
SNV
2186
DELISTED
Synovus
SNV
| $6.11M | ﹤0.01% |
170,733
+20,193
| +13% | +$724K |
|
2187
CALL
Elevance Health
ELV
$84.9B
| $6.1M | ﹤0.01% |
+25,400
| New | +$6.96M |
|
2188
CALL
Uber
UBER
$143B
| $6.09M | ﹤0.01% |
200,000
-232,700
| -54% | -$8.76M |
|
2189
ManpowerGroup
MAN
$2.57B
| $6.08M | ﹤0.01% |
72,134
-55,116
| -43% | -$4.81M |
|
2190
Invesco S&P SmallCap Information Technology ETF
PSCT
$510M
| $6.07M | ﹤0.01% |
212,148
-13,656
| -6% | -$386K |
|
|
MRO
2191
CALL
DELISTED
Marathon Oil Corporation
MRO
| $6.05M | ﹤0.01% |
493,100
+205,500
| +71% | +$2.66M |
|
2192
Teck Resources
TECK
$32.4B
| $6.05M | ﹤0.01% |
372,616
+128,008
| +52% | +$2.42M |
|
|
ETFC
2193
DELISTED
E*Trade Financial Corporation
ETFC
| $6.04M | ﹤0.01% |
138,192
-168,407
| -55% | -$7.46M |
|
2194
Globant
GLOB
$1.61B
| $6.03M | ﹤0.01% |
65,870
+10,024
| +18% | +$996K |
|
2195
Southern Copper
SCCO
$161B
| $6.03M | ﹤0.01% |
190,715
+6,041
| +3% | +$192K |
|
|
PLAN
2196
PUT
DELISTED
Anaplan, Inc.
PLAN
| $6.02M | ﹤0.01% |
128,100
+83,100
| +185% | +$4.51M |
|
2197
VanEck Biotech ETF
BBH
$410M
| $6.02M | ﹤0.01% |
51,029
-5,147
| -9% | -$640K |
|
2198
Lazard
LAZ
$4.22B
| $6.02M | ﹤0.01% |
171,960
-72,397
| -30% | -$2.56M |
|
2199
Installed Building Products
IBP
$6.52B
| $6.01M | ﹤0.01% |
104,880
+28,937
| +38% | +$1.63M |
|
|
CGC
2200
Canopy Growth
CGC
$394M
| $6.01M | ﹤0.01% |
26,211
+12,606
| +93% | +$3.86M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.