UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2176
ALPS Medical Breakthroughs ETF
SBIO
$201M
| $5.06M | ﹤0.01% |
162,422
+7,180
| +5% | +$211K |
|
|
WLL
2177
DELISTED
Whiting Petroleum Corporation
WLL
| $5.06M | ﹤0.01% |
3,092
+344
| +13% | +$506K |
|
2178
AeroVironment
AVAV
$7.56B
| $5.06M | ﹤0.01% |
93,555
-8,538
| -8% | -$363K |
|
2179
Guggenheim Strategic Opportunities Fund
GOF
$2.23B
| $5.06M | ﹤0.01% |
237,610
+10,427
| +5% | +$221K |
|
2180
PUT
Transocean
RIG
$5.89B
| $5.06M | ﹤0.01% |
470,000
+400,000
| +571% | +$3.44M |
|
|
LVLT
2181
PUT
DELISTED
Level 3 Communications Inc
LVLT
| $5.06M | ﹤0.01% |
94,900
| – | – |
|
2182
CALL
Autodesk
ADSK
$49.5B
| $5.05M | ﹤0.01% |
45,000
-62,800
| -58% | -$6.93M |
|
2183
IQVIA
IQV
$38.7B
| $5.04M | ﹤0.01% |
52,997
+1,323
| +3% | +$123K |
|
2184
ProShares Short QQQ
PSQ
$824M
| $5.03M | ﹤0.01% |
26,343
-1,772
| -6% | -$344K |
|
2185
PhenixFIN
PFX
$83.1M
| $5.02M | ﹤0.01% |
42,015
-127
| -0.3% | -$15.7K |
|
|
2186
CALL
Transocean
RIG
$5.89B
| $5M | ﹤0.01% |
464,700
-5,000
| -1% | -$43.1K |
|
|
EHI
2187
Western Asset Global High Income Fund
EHI
$175M
| $5M | ﹤0.01% |
485,621
+2,716
| +0.6% | +$27.7K |
|
2188
SPX Corp
SPXC
$11B
| $5M | ﹤0.01% |
170,249
+80,742
| +90% | +$2.12M |
|
|
TTM
2189
CALL
DELISTED
Tata Motors Limited
TTM
| $4.99M | ﹤0.01% |
159,600
-36,700
| -19% | -$1.18M |
|
2190
M&T Bank
MTB
$35.7B
| $4.99M | ﹤0.01% |
30,967
-13,052
| -30% | -$2.05M |
|
2191
Pilgrim's Pride
PPC
$6.51B
| $4.99M | ﹤0.01% |
175,452
+115,522
| +193% | +$3.04M |
|
2192
DexCom
DXCM
$31.5B
| $4.98M | ﹤0.01% |
407,428
+332,136
| +441% | +$5.87M |
|
|
PML
2193
PIMCO Municipal Income Fund II
PML
$485M
| $4.98M | ﹤0.01% |
378,152
-76,912
| -17% | -$1.02M |
|
|
BSJH
2194
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
| $4.97M | ﹤0.01% |
193,361
-18,935
| -9% | -$486K |
|
2195
Prudential
PUK
$37.6B
| $4.97M | ﹤0.01% |
106,952
-53,375
| -33% | -$2.44M |
|
|
GMZ
2196
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
| $4.97M | ﹤0.01% |
76,057
+14,892
| +24% | +$980K |
|
2197
State Street Multi-Asset Real Return ETF
RLY
$1.26B
| $4.96M | ﹤0.01% |
197,306
+1,385
| +0.7% | +$34.2K |
|
2198
Textron
TXT
$14.7B
| $4.96M | ﹤0.01% |
91,972
+2,132
| +2% | +$106K |
|
2199
CALL
CarMax
KMX
$8.13B
| $4.94M | ﹤0.01% |
65,200
-314,300
| -83% | -$21M |
|
2200
iShares MSCI South Africa ETF
EZA
$547M
| $4.94M | ﹤0.01% |
84,088
-8,867
| -10% | -$533K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.