UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2176
GATX Corp
GATX
$6.4B
| $4.45M | ﹤0.01% |
72,188
+47,009
| +187% | +$2.44M |
|
|
GER
2177
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
| $4.45M | ﹤0.01% |
68,702
+9,803
| +17% | +$617K |
|
|
JMLP
2178
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
| $4.43M | ﹤0.01% |
440,789
-10,270
| -2% | -$97.5K |
|
2179
SiriusXM
SIRI
$10.2B
| $4.42M | ﹤0.01% |
99,437
-1,059
| -1% | -$46.1K |
|
2180
VanEck Short High Yield Muni ETF
SHYD
$451M
| $4.42M | ﹤0.01% |
185,734
-136,924
| -42% | -$3.33M |
|
2181
Cadence Design Systems
CDNS
$92.6B
| $4.41M | ﹤0.01% |
174,762
-143,163
| -45% | -$3.68M |
|
2182
Graphic Packaging
GPK
$3.36B
| $4.41M | ﹤0.01% |
353,037
+39,575
| +13% | +$512K |
|
|
SCU
2183
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
| $4.41M | ﹤0.01% |
133,084
+104,240
| +361% | +$3.33M |
|
2184
CALL
Avis
CAR
$4.91B
| $4.4M | ﹤0.01% |
120,000
+90,000
| +300% | +$3.26M |
|
2185
Raymond James Financial
RJF
$34.1B
| $4.39M | ﹤0.01% |
95,033
+17,681
| +23% | +$781K |
|
|
CDK
2186
DELISTED
CDK Global, Inc.
CDK
| $4.39M | ﹤0.01% |
73,501
-41,574
| -36% | -$2.38M |
|
2187
The GEO Group
GEO
$4.19B
| $4.39M | ﹤0.01% |
183,150
+129,621
| +242% | +$2.52M |
|
2188
CALL
RH
RH
$3.29B
| $4.39M | ﹤0.01% |
142,900
| – | – |
|
2189
Invesco Zacks Multi-Asset Income ETF
CVY
$125M
| $4.39M | ﹤0.01% |
217,545
-38,937
| -15% | -$766K |
|
2190
Huazhu Hotels Group
HTHT
$13.1B
| $4.38M | ﹤0.01% |
338,260
+328,736
| +3,452% | +$3.87M |
|
|
FARO
2191
DELISTED
Faro Technologies
FARO
| $4.38M | ﹤0.01% |
121,656
+8,558
| +8% | +$305K |
|
2192
Invesco Biotechnology & Genome ETF
PBE
$284M
| $4.38M | ﹤0.01% |
112,745
-9,180
| -8% | -$371K |
|
|
OCSI
2193
DELISTED
Oaktree Strategic Income Corporation
OCSI
| $4.37M | ﹤0.01% |
501,934
-28,779
| -5% | -$254K |
|
2194
Alaunos Therapeutics
TCRT
$4.66M
| $4.36M | ﹤0.01% |
5,432
+1,340
| +33% | +$1.21M |
|
2195
First Trust Global Wind Energy ETF
FAN
$278M
| $4.36M | ﹤0.01% |
372,293
-28,567
| -7% | -$354K |
|
|
MOMO
2196
Hello Group
MOMO
$879M
| $4.36M | ﹤0.01% |
236,996
+235,102
| +12,413% | +$5.19M |
|
|
POT
2197
PUT
DELISTED
Potash Corp Of Saskatchewan
POT
| $4.36M | ﹤0.01% |
240,700
| – | – |
|
2198
iShares MSCI New Zealand ETF
ENZL
$82.5M
| $4.35M | ﹤0.01% |
109,544
+3,662
| +3% | +$155K |
|
2199
Gentherm
THRM
$1.28B
| $4.34M | ﹤0.01% |
128,293
-14,355
| -10% | -$447K |
|
|
BT
2200
DELISTED
BT Group plc (ADR)
BT
| $4.34M | ﹤0.01% |
188,306
+104,054
| +124% | +$2.4M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.