UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Yum! Brands
YUM
|
+$674M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$629M |
| 3 |
WisdomTree Europe Hedged Equity Fund
HEDJ
|
+$454M |
| 4 |
Rockwell Automation
ROK
|
+$420M |
| 5 |
WPZ
Williams Partners L.P.
WPZ
|
+$369M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Qualcomm
QCOM
|
+$294M |
| 2 |
VER
VEREIT, Inc.
VER
|
+$278M |
| 3 |
Emerson Electric
EMR
|
+$275M |
| 4 |
United Parcel Service
UPS
|
+$237M |
| 5 |
AGN
Allergan Inc
AGN
|
+$210M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.78% |
| 2 | Energy | 7.49% |
| 3 | Healthcare | 7.07% |
| 4 | Technology | 6.57% |
| 5 | Consumer Discretionary | 5.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2176
Guggenheim Strategic Opportunities Fund
GOF
$2.24B
| $4.41M | ﹤0.01% |
206,527
+22,606
| +12% | +$479K |
|
2177
Neogen
NEOG
$2.46B
| $4.41M | ﹤0.01% |
251,597
-27,438
| -10% | -$502K |
|
2178
First Trust Materials AlphaDEX Fund
FXZ
$388M
| $4.4M | ﹤0.01% |
138,480
+4,403
| +3% | +$138K |
|
2179
CALL
Macy's
M
$6.61B
| $4.4M | ﹤0.01% |
67,800
-63,800
| -48% | -$4.11M |
|
|
DIAX
2180
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
| $4.38M | ﹤0.01% |
288,778
+12,882
| +5% | +$199K |
|
|
UPL
2181
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
| $4.38M | ﹤0.01% |
280,328
-264,070
| -49% | -$3.84M |
|
2182
Westlake Chemical Partners
WLKP
$752M
| $4.38M | ﹤0.01% |
163,292
-114,470
| -41% | -$3.01M |
|
2183
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.77B
| $4.37M | ﹤0.01% |
475,980
+222,640
| +88% | +$2.03M |
|
|
ICPT
2184
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $4.37M | ﹤0.01% |
15,502
+11,724
| +310% | +$2.54M |
|
|
CAM
2185
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
| $4.37M | ﹤0.01% |
96,765
-193,040
| -67% | -$8.81M |
|
2186
CALL
Marathon Petroleum
MPC
$84B
| $4.36M | ﹤0.01% |
85,200
+27,400
| +47% | +$1.32M |
|
2187
PUT
UnitedHealth
UNH
$367B
| $4.35M | ﹤0.01% |
36,800
-25,400
| -41% | -$2.82M |
|
|
FEI
2188
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
| $4.35M | ﹤0.01% |
213,632
+161,585
| +310% | +$3.31M |
|
2189
Lincoln Electric
LECO
$15.2B
| $4.35M | ﹤0.01% |
66,537
-4,762
| -7% | -$323K |
|
2190
Mercury Insurance
MCY
$5.95B
| $4.35M | ﹤0.01% |
75,280
-16,852
| -18% | -$947K |
|
2191
CVR Partners
UAN
$1.34B
| $4.33M | ﹤0.01% |
32,941
+16,735
| +103% | +$2.08M |
|
2192
KBR
KBR
$4.74B
| $4.33M | ﹤0.01% |
299,123
+142,638
| +91% | +$2.32M |
|
|
CNCE
2193
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
| $4.33M | ﹤0.01% |
285,799
+13,779
| +5% | +$192K |
|
|
TMUSP
2194
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
| $4.32M | ﹤0.01% |
73,700
+30,000
| +69% | +$1.75M |
|
|
DPG
2195
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
| $4.29M | ﹤0.01% |
217,493
-22,413
| -9% | -$457K |
|
|
ZNGA
2196
PUT
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
| $4.28M | ﹤0.01% |
1,503,000
+1,000,000
| +199% | +$2.58M |
|
|
KERX
2197
DELISTED
Keryx Biopharmaceuticals Inc
KERX
| $4.28M | ﹤0.01% |
336,362
+165,539
| +97% | +$2.13M |
|
2198
PUT
BHP
BHP
$223B
| $4.28M | ﹤0.01% |
108,923
+66,111
| +154% | +$2.68M |
|
|
VISN
2199
Vistance Networks Inc
VISN
$2.28B
| $4.28M | ﹤0.01% |
149,947
+25,211
| +20% | +$702K |
|
|
JGV
2200
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
| $4.28M | ﹤0.01% |
331,614
+21,089
| +7% | +$270K |
|
Similar funds
UBS Group's Q1 2015 Portfolio in Review
As of Q1 2015, UBS Group held 10,318 positions worth $145B, up 1.2% from $143B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
UBS Group's Q1 2015 filing shows 561 new, 3,567 increased, 4,243 reduced and 1,510 closed positions. Its largest new stake was ACTAVIS PLC Pfd Conv Ser A (Irl): 200,030 shares worth $202M. The largest sale was Qualcomm, an estimated $294M.
By sector, the portfolio is most concentrated in Financials at 8.8% of assets, up from 8.8% a quarter earlier, followed by Energy and Healthcare.
- UBS Group's largest Q1 2015 buy was ACTAVIS PLC Pfd Conv Ser A (Irl): 200,030 shares worth $202M.
- UBS Group added most to Yum! Brands in Q1 2015, an estimated $674M increase.
- UBS Group's biggest Q1 2015 reduction was Qualcomm, cutting an estimated $294M.
- UBS Group fully exited Allergan Inc in Q1 2015, selling an estimated $210M.
- UBS Group's ten largest holdings make up 12% of its $145B portfolio in Q1 2015.
- UBS Group opened 561 new positions and closed 1,510 in Q1 2015.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $145B.
Based on UBS Group's 13F filing for Q1 2015, filed 14 May 2015.