UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$324M |
| 2 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$241M |
| 3 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$150M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$142M |
| 5 |
UBS Group
UBS
|
+$140M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI ACWI ETF
ACWI
|
+$630M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$608M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$368M |
| 4 |
Tesla
TSLA
|
+$339M |
| 5 |
Amazon
AMZN
|
+$301M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.88% |
| 2 | Financials | 6.67% |
| 3 | Healthcare | 6.52% |
| 4 | Consumer Discretionary | 4.99% |
| 5 | Industrials | 4.19% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2151
Black Hills Corp
BKH
$5.69B
| $6.3M | ﹤0.01% |
93,093
-12,191
| -12% | -$914K |
|
|
MYD
2152
DELISTED
BlackRock MuniYield Fund
MYD
| $6.3M | ﹤0.01% |
634,134
-66,292
| -9% | -$739K |
|
2153
Hercules Capital
HTGC
$3.23B
| $6.3M | ﹤0.01% |
543,827
-28,602
| -5% | -$408K |
|
|
HI
2154
DELISTED
Hillenbrand
HI
| $6.29M | ﹤0.01% |
171,291
+726
| +0.4% | +$30.5K |
|
|
RFMZ
2155
RiverNorth Flexible Municipal Income Fund II
RFMZ
$322M
| $6.28M | ﹤0.01% |
473,570
+99,944
| +27% | +$1.45M |
|
|
EVOP
2156
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
| $6.27M | ﹤0.01% |
188,315
+187,988
| +57,489% | +$5.81M |
|
2157
iShares Core US REIT ETF
USRT
$4.63B
| $6.25M | ﹤0.01% |
131,477
+2,025
| +2% | +$111K |
|
2158
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
| $6.23M | ﹤0.01% |
137,748
-96
| -0.1% | -$5.14K |
|
2159
Flex
FLEX
$44.8B
| $6.23M | ﹤0.01% |
495,867
-140,353
| -22% | -$1.79M |
|
|
IBMN
2160
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
| $6.23M | ﹤0.01% |
240,187
-204,739
| -46% | -$5.44M |
|
2161
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.1B
| $6.21M | ﹤0.01% |
126,881
+57,501
| +83% | +$3.13M |
|
|
NBXG
2162
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.2B
| $6.21M | ﹤0.01% |
657,585
+43,234
| +7% | +$457K |
|
2163
Clearway Energy Class C
CWEN
$6.7B
| $6.2M | ﹤0.01% |
194,779
+30,890
| +19% | +$1.14M |
|
2164
Comstock Resources
CRK
$3.94B
| $6.2M | ﹤0.01% |
358,345
+158,100
| +79% | +$2.62M |
|
2165
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
| $6.2M | ﹤0.01% |
284,490
-74,926
| -21% | -$1.74M |
|
2166
Tortoise North American Pipeline ETF
TPYP
$848M
| $6.19M | ﹤0.01% |
267,864
+13,264
| +5% | +$338K |
|
2167
CALL
Motorola Solutions
MSI
$77.4B
| $6.18M | ﹤0.01% |
27,600
| – | – |
|
2168
CALL
Elevance Health
ELV
$85.5B
| $6.18M | ﹤0.01% |
13,600
+2,000
| +17% | +$957K |
|
2169
CALL
NIO
NIO
$11.9B
| $6.17M | ﹤0.01% |
391,442
+248,651
| +174% | +$4.92M |
|
|
EVN
2170
Eaton Vance Municipal Income Trust
EVN
$426M
| $6.16M | ﹤0.01% |
630,595
+38,168
| +6% | +$425K |
|
2171
IPG Photonics
IPGP
$3.84B
| $6.16M | ﹤0.01% |
73,000
+397
| +0.5% | +$37.7K |
|
2172
AGNC Investment
AGNC
$12.9B
| $6.14M | ﹤0.01% |
729,437
+143,759
| +25% | +$1.69M |
|
2173
Keros Therapeutics
KROS
$221M
| $6.14M | ﹤0.01% |
163,239
-33,676
| -17% | -$1.17M |
|
2174
Academy Sports + Outdoors
ASO
$2.98B
| $6.14M | ﹤0.01% |
145,579
-9,429
| -6% | -$413K |
|
2175
Nuveen Floating Rate Income Fund
JFR
$1.25B
| $6.12M | ﹤0.01% |
754,955
-79,721
| -10% | -$686K |
|
Similar funds
UBS Group's Q3 2022 Portfolio in Review
As of Q3 2022, UBS Group held 11,885 positions worth $228B, down 6.3% from $244B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2022 filing shows 1,175 new, 4,825 increased, 3,846 reduced and 1,024 closed positions. Its largest new stake was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M. The largest sale was iShares MSCI ACWI ETF, an estimated $630M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2022 buy was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2022, an estimated $324M increase.
- UBS Group's biggest Q3 2022 reduction was iShares MSCI ACWI ETF, cutting an estimated $630M.
- UBS Group fully exited CMC Materials, Inc. Common Stock in Q3 2022, selling an estimated $111M.
- UBS Group's ten largest holdings make up 14% of its $228B portfolio in Q3 2022.
- UBS Group opened 1,175 new positions and closed 1,024 in Q3 2022.
- UBS Group's portfolio value fell 6.3% quarter-over-quarter to $228B.
Based on UBS Group's 13F filing for Q3 2022, filed 10 Nov 2022.