UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AGR
2151
DELISTED
Avangrid, Inc.
AGR
| $8.68M | ﹤0.01% |
178,499
-46,423
| -21% | -$2.44M |
|
2152
CALL
New Oriental
EDU
$8.98B
| $8.66M | ﹤0.01% |
422,680
+320,530
| +314% | +$10.2M |
|
2153
PUT
Agilent Technologies
A
$41.2B
| $8.66M | ﹤0.01% |
55,000
+40,000
| +267% | +$6.47M |
|
|
VTLE
2154
DELISTED
Vital Energy
VTLE
| $8.65M | ﹤0.01% |
106,742
+32,724
| +44% | +$2M |
|
2155
CALL
Cemex
CX
$16.3B
| $8.65M | ﹤0.01% |
1,206,679
| – | – |
|
2156
Intellia Therapeutics
NTLA
$1.67B
| $8.65M | ﹤0.01% |
64,454
+15,039
| +30% | +$2.28M |
|
2157
Insulet
PODD
$9.79B
| $8.65M | ﹤0.01% |
30,418
-12,005
| -28% | -$3.42M |
|
2158
Hercules Capital
HTGC
$3.23B
| $8.64M | ﹤0.01% |
520,103
+50,498
| +11% | +$859K |
|
2159
Strategy Inc
MSTR
$38.4B
| $8.64M | ﹤0.01% |
149,350
-62,230
| -29% | -$3.99M |
|
|
BNY
2160
CALL
Bank of New York Mellon
BNY
$107B
| $8.61M | ﹤0.01% |
166,054
| – | – |
|
2161
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$250M
| $8.6M | ﹤0.01% |
353,594
+15,164
| +4% | +$392K |
|
2162
CALL
SolarEdge
SEDG
$1.95B
| $8.59M | ﹤0.01% |
+32,400
| New | +$8.82M |
|
2163
CALL
MongoDB
MDB
$32.1B
| $8.59M | ﹤0.01% |
18,216
-27,984
| -61% | -$11.3M |
|
|
EIM
2164
Eaton Vance Municipal Bond Fund
EIM
$499M
| $8.58M | ﹤0.01% |
641,093
+77,830
| +14% | +$1.07M |
|
2165
Lamb Weston
LW
$7.19B
| $8.56M | ﹤0.01% |
139,560
+32,748
| +31% | +$2.22M |
|
2166
Nuveen ESG Mid-Cap Value ETF
NUMV
$458M
| $8.56M | ﹤0.01% |
235,928
-4,182
| -2% | -$154K |
|
2167
CALL
Palo Alto Networks
PANW
$297B
| $8.56M | ﹤0.01% |
107,184
+36,600
| +52% | +$2.57M |
|
2168
Tradeweb Markets
TW
$21.6B
| $8.55M | ﹤0.01% |
105,906
-70,504
| -40% | -$6.08M |
|
2169
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$109M
| $8.5M | ﹤0.01% |
262,893
+258,393
| +5,742% | +$8.89M |
|
2170
BlackRock MuniHoldings Fund
MHD
$606M
| $8.5M | ﹤0.01% |
519,097
+41,921
| +9% | +$714K |
|
2171
Moelis & Co
MC
$4.94B
| $8.49M | ﹤0.01% |
137,300
+3,176
| +2% | +$190K |
|
2172
Genesis Energy
GEL
$1.84B
| $8.49M | ﹤0.01% |
851,720
-1,562,839
| -65% | -$14.4M |
|
2173
Invesco California Value Municipal Income Trust
VCV
$522M
| $8.49M | ﹤0.01% |
615,065
-17,264
| -3% | -$243K |
|
2174
Weibo
WB
$1.95B
| $8.48M | ﹤0.01% |
178,597
+31,823
| +22% | +$1.72M |
|
2175
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
| $8.48M | ﹤0.01% |
308,272
+13,078
| +4% | +$365K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.