UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2151
iShares Global Comm Services ETF
IXP
$571M
| $6.35M | ﹤0.01% |
110,865
+4,347
| +4% | +$251K |
|
2152
Innoviva
INVA
$1.56B
| $6.35M | ﹤0.01% |
602,341
+367,900
| +157% | +$4.4M |
|
|
HUYA
2153
Huya Inc
HUYA
$554M
| $6.34M | ﹤0.01% |
268,399
+70,587
| +36% | +$1.67M |
|
|
MNK
2154
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
| $6.34M | ﹤0.01% |
2,630,605
+1,792,340
| +214% | +$9.16M |
|
2155
Helmerich & Payne
HP
$3.7B
| $6.33M | ﹤0.01% |
158,020
-48,552
| -24% | -$2.14M |
|
2156
iShares Currency Hedged MSCI Japan ETF
HEWJ
$736M
| $6.32M | ﹤0.01% |
202,746
-45,607
| -18% | -$1.36M |
|
2157
CALL
Ezcorp Inc
EZPW
$1.8B
| $6.32M | ﹤0.01% |
+978,637
| New | +$8.38M |
|
2158
PUT
HSBC
HSBC
$352B
| $6.32M | ﹤0.01% |
+165,000
| New | +$6.39M |
|
2159
Nuveen ESG Small-Cap ETF
NUSC
$1.32B
| $6.29M | ﹤0.01% |
214,944
+79,803
| +59% | +$2.34M |
|
2160
Bank of Hawaii
BOH
$3.12B
| $6.29M | ﹤0.01% |
73,215
-1,507
| -2% | -$125K |
|
|
CWEN.A
2161
DELISTED
Clearway Energy Class A
CWEN.A
| $6.29M | ﹤0.01% |
362,795
-327,694
| -47% | -$5.53M |
|
2162
PUT
Kimberly-Clark
KMB
$36.1B
| $6.28M | ﹤0.01% |
44,200
| – | – |
|
2163
Pebblebrook Hotel Trust
PEB
$2.08B
| $6.27M | ﹤0.01% |
225,520
+99,274
| +79% | +$2.72M |
|
2164
Globus Medical
GMED
$11B
| $6.26M | ﹤0.01% |
122,520
+48,851
| +66% | +$2.33M |
|
2165
PVH
PVH
$3.99B
| $6.25M | ﹤0.01% |
70,883
-12,996
| -15% | -$1.09M |
|
2166
InterDigital
IDCC
$8.47B
| $6.24M | ﹤0.01% |
118,906
-7,606
| -6% | -$430K |
|
|
ALE
2167
DELISTED
Allete
ALE
| $6.24M | ﹤0.01% |
71,360
+38,364
| +116% | +$3.3M |
|
2168
FTI Consulting
FCN
$4.17B
| $6.23M | ﹤0.01% |
58,807
+19,779
| +51% | +$2.02M |
|
2169
Maximus
MMS
$3.06B
| $6.23M | ﹤0.01% |
80,671
+29,053
| +56% | +$2.21M |
|
2170
CALL
Zoetis
ZTS
$32.4B
| $6.23M | ﹤0.01% |
+50,000
| New | +$6.04M |
|
|
TWOU
2171
DELISTED
2U Inc
TWOU
| $6.23M | ﹤0.01% |
12,751
+11,576
| +985% | +$8.31M |
|
2172
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.27B
| $6.22M | ﹤0.01% |
43,028
+22,548
| +110% | +$3.11M |
|
2173
Fidus Investment
FDUS
$781M
| $6.22M | ﹤0.01% |
419,419
-16,262
| -4% | -$250K |
|
2174
CALL
Macy's
M
$6.61B
| $6.22M | ﹤0.01% |
+400,000
| New | +$7.41M |
|
2175
VanEck Long Muni ETF
MLN
$679M
| $6.21M | ﹤0.01% |
293,525
-6,531
| -2% | -$138K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.