UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2151
PUT
BlackBerry
BB
$4.98B
| $5.14M | ﹤0.01% |
460,000
| – | – |
|
|
SGI
2152
PUT
Somnigroup International
SGI
$13.7B
| $5.14M | ﹤0.01% |
318,800
+300,000
| +1,596% | +$4.43M |
|
|
CBA
2153
DELISTED
ClearBridge American Energy MLP
CBA
| $5.14M | ﹤0.01% |
599,946
+6,717
| +1% | +$57.7K |
|
|
KLDX
2154
DELISTED
KLONDEX MINES LTD
KLDX
| $5.14M | ﹤0.01% |
1,411,628
-2,378
| -0.2% | -$7.9K |
|
2155
Watsco Inc
WSO
$12.7B
| $5.13M | ﹤0.01% |
31,837
+15,461
| +94% | +$2.34M |
|
2156
Ciena
CIEN
$53.4B
| $5.12M | ﹤0.01% |
233,084
+159,701
| +218% | +$3.82M |
|
2157
Donaldson
DCI
$10.9B
| $5.12M | ﹤0.01% |
111,421
-14,386
| -11% | -$666K |
|
2158
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$920M
| $5.12M | ﹤0.01% |
100,858
+28,218
| +39% | +$1.43M |
|
|
EIM
2159
Eaton Vance Municipal Bond Fund
EIM
$494M
| $5.12M | ﹤0.01% |
403,401
+5,351
| +1% | +$68.7K |
|
2160
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$903M
| $5.11M | ﹤0.01% |
387,169
+29,498
| +8% | +$392K |
|
2161
GATX Corp
GATX
$6.35B
| $5.11M | ﹤0.01% |
82,923
+17,726
| +27% | +$1.09M |
|
2162
Exelixis
EXEL
$13.3B
| $5.1M | ﹤0.01% |
210,608
+124,659
| +145% | +$3.32M |
|
2163
Fortuna Silver Mines
FSM
$2.55B
| $5.1M | ﹤0.01% |
1,164,748
+74,762
| +7% | +$351K |
|
2164
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$3.87B
| $5.1M | ﹤0.01% |
+158,500
| New | +$4.97M |
|
2165
Navient
NAVI
$789M
| $5.1M | ﹤0.01% |
339,445
+61,404
| +22% | +$895K |
|
2166
EQT Corp
EQT
$33.3B
| $5.1M | ﹤0.01% |
143,556
-2,168,779
| -94% | -$73.7M |
|
2167
Alnylam Pharmaceuticals
ALNY
$27.5B
| $5.09M | ﹤0.01% |
43,366
-22,701
| -34% | -$1.94M |
|
2168
Cullen/Frost Bankers
CFR
$10.3B
| $5.09M | ﹤0.01% |
53,634
+10,154
| +23% | +$918K |
|
2169
Macerich
MAC
$7.33B
| $5.09M | ﹤0.01% |
92,619
+52,775
| +132% | +$2.96M |
|
2170
CALL
O'Reilly Automotive
ORLY
$72.9B
| $5.08M | ﹤0.01% |
+354,000
| New | +$4.67M |
|
2171
ON Semiconductor
ON
$31.8B
| $5.08M | ﹤0.01% |
274,934
-338,690
| -55% | -$5.45M |
|
2172
CALL
lululemon athletica
LULU
$13.5B
| $5.07M | ﹤0.01% |
81,500
+56,500
| +226% | +$3.4M |
|
|
MAG
2173
DELISTED
MAG Silver
MAG
| $5.07M | ﹤0.01% |
451,619
-37,953
| -8% | -$479K |
|
|
CCC
2174
DELISTED
Calgon Carbon Corp
CCC
| $5.07M | ﹤0.01% |
236,914
+204,720
| +636% | +$3.09M |
|
2175
CALL
Expedia Group
EXPE
$35.4B
| $5.07M | ﹤0.01% |
35,200
-2,000
| -5% | -$296K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.