UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
KSU
2126
CALL
DELISTED
Kansas City Southern
KSU
| $5.42M | ﹤0.01% |
+30,000
| New | +$5.19M |
|
2127
Omeros
OMER
$959M
| $5.42M | ﹤0.01% |
536,024
+52,937
| +11% | +$682K |
|
2128
CALL
Danaher
DHR
$144B
| $5.41M | ﹤0.01% |
28,313
+113
| +0.4% | +$20.1K |
|
2129
ROBO Global Healthcare Technology and Innovation ETF
HTEC
$73.1M
| $5.41M | ﹤0.01% |
154,321
+154,160
| +95,752% | +$5.18M |
|
2130
Kohl's
KSS
$2.19B
| $5.4M | ﹤0.01% |
291,306
-69,118
| -19% | -$1.46M |
|
2131
VanEck IG Floating Rate ETF
FLTR
$3.04B
| $5.39M | ﹤0.01% |
213,990
+350
| +0.2% | +$8.81K |
|
2132
PUT
Lennar Class A
LEN
$21.2B
| $5.39M | ﹤0.01% |
+68,178
| New | +$4.84M |
|
|
VMW
2133
PUT
DELISTED
VMware, Inc
VMW
| $5.39M | ﹤0.01% |
37,500
-32,500
| -46% | -$4.62M |
|
|
CBD
2134
DELISTED
Companhia Brasileira de Distribuicao
CBD
| $5.39M | ﹤0.01% |
436,484
+165,876
| +61% | +$2.15M |
|
|
RAVN
2135
DELISTED
Raven Industries Inc
RAVN
| $5.38M | ﹤0.01% |
249,914
+41,142
| +20% | +$949K |
|
2136
CALL
ConocoPhillips
COP
$141B
| $5.37M | ﹤0.01% |
163,400
+158,868
| +3,505% | +$6.02M |
|
2137
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
| $5.36M | ﹤0.01% |
373,564
-21,991
| -6% | -$323K |
|
2138
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.1B
| $5.36M | ﹤0.01% |
103,700
+17,551
| +20% | +$897K |
|
2139
PUT
Bilibili
BILI
$7.84B
| $5.35M | ﹤0.01% |
128,700
-825,000
| -87% | -$36.5M |
|
2140
Main Street Capital
MAIN
$5.48B
| $5.34M | ﹤0.01% |
180,552
-27,890
| -13% | -$855K |
|
|
AIV
2141
Aimco
AIV
$383M
| $5.34M | ﹤0.01% |
1,188,410
+76,923
| +7% | +$373K |
|
2142
FlexShares Ultra-Short Income Fund
RAVI
$1.5B
| $5.34M | ﹤0.01% |
69,914
+55,549
| +387% | +$4.24M |
|
2143
Power Integrations
POWI
$3.61B
| $5.33M | ﹤0.01% |
96,224
+52,512
| +120% | +$3.03M |
|
|
FITB
2144
PUT
Fifth Third Bancorp
FITB
$51.8B
| $5.33M | ﹤0.01% |
250,000
+100,000
| +67% | +$2.01M |
|
2145
Nuveen ESG Large-Cap Value ETF
NULV
$2.27B
| $5.33M | ﹤0.01% |
183,103
-76,779
| -30% | -$2.24M |
|
|
SKX
2146
DELISTED
Skechers
SKX
| $5.32M | ﹤0.01% |
176,066
-352,089
| -67% | -$10.5M |
|
2147
Travel + Leisure Co
TNL
$4.7B
| $5.32M | ﹤0.01% |
172,829
+124,583
| +258% | +$3.72M |
|
|
FTCH
2148
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
| $5.31M | ﹤0.01% |
211,026
+51,373
| +32% | +$1.27M |
|
|
HQH
2149
abrdn Healthcare Investors
HQH
$1.32B
| $5.31M | ﹤0.01% |
257,346
+4,245
| +2% | +$89.7K |
|
2150
Prosperity Bancshares
PB
$8.89B
| $5.3M | ﹤0.01% |
102,323
+89,818
| +718% | +$4.92M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.