UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2126
CALL
Transocean
RIG
$5.82B
| $8.28M | ﹤0.01% |
1,203,255
+524,799
| +77% | +$2.7M |
|
2127
WisdomTree US AI Enhanced Value Fund
AIVL
$433M
| $8.27M | ﹤0.01% |
89,383
-18,357
| -17% | -$1.64M |
|
2128
iShares Emerging Markets Equity Factor ETF
EMGF
$1.86B
| $8.27M | ﹤0.01% |
181,478
-110,858
| -38% | -$4.79M |
|
|
S
2129
PUT
DELISTED
Sprint Corporation
S
| $8.25M | ﹤0.01% |
1,584,300
-608,000
| -28% | -$3.56M |
|
2130
PUT
Suncor Energy
SU
$72.3B
| $8.24M | ﹤0.01% |
251,300
| – | – |
|
2131
FTI Consulting
FCN
$4.17B
| $8.22M | ﹤0.01% |
74,301
+15,494
| +26% | +$1.69M |
|
2132
RBC Bearings
RBC
$18.1B
| $8.22M | ﹤0.01% |
51,911
+20,034
| +63% | +$3.24M |
|
|
COR
2133
DELISTED
Coresite Realty Corporation
COR
| $8.21M | ﹤0.01% |
73,224
+4,230
| +6% | +$489K |
|
2134
Cohen & Steers Select Preferred & Income Fund
PSF
$235M
| $8.19M | ﹤0.01% |
259,868
+50,263
| +24% | +$1.52M |
|
2135
Marriott Vacations Worldwide
VAC
$4.09B
| $8.18M | ﹤0.01% |
63,543
+21,223
| +50% | +$2.48M |
|
2136
iShares JPMorgan EM High Yield Bond ETF
EMHY
$626M
| $8.18M | ﹤0.01% |
172,934
+15,042
| +10% | +$702K |
|
2137
WisdomTree Emerging Markets Local Debt Fund
ELD
$142M
| $8.18M | ﹤0.01% |
227,582
+83,675
| +58% | +$2.94M |
|
|
MDP
2138
DELISTED
Meredith Corporation
MDP
| $8.18M | ﹤0.01% |
251,860
+184,185
| +272% | +$6.55M |
|
2139
TRI-Continental Corp
TY
$1.89B
| $8.16M | ﹤0.01% |
289,318
+10,812
| +4% | +$300K |
|
2140
Viavi Solutions
VIAV
$9.97B
| $8.13M | ﹤0.01% |
542,262
-11,417
| -2% | -$171K |
|
2141
PUT
Amphenol
APH
$212B
| $8.12M | ﹤0.01% |
+300,000
| New | +$7.66M |
|
|
RSX
2142
CALL
DELISTED
VanEck Russia ETF
RSX
| $8.12M | ﹤0.01% |
325,000
-12,500
| -4% | -$303K |
|
2143
NewtekOne
NEWT
$432M
| $8.11M | ﹤0.01% |
358,236
+22,580
| +7% | +$509K |
|
|
ENV
2144
DELISTED
ENVESTNET, INC.
ENV
| $8.1M | ﹤0.01% |
116,297
+19,839
| +21% | +$1.29M |
|
2145
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.32B
| $8.09M | ﹤0.01% |
646,366
+94,339
| +17% | +$1.15M |
|
2146
iShares US Basic Materials ETF
IYM
$1.23B
| $8.09M | ﹤0.01% |
82,592
-860
| -1% | -$80.8K |
|
2147
Neurocrine Biosciences
NBIX
$16.4B
| $8.07M | ﹤0.01% |
75,048
-29,711
| -28% | -$3.11M |
|
2148
Blackbaud
BLKB
$2.07B
| $8.04M | ﹤0.01% |
101,004
+54,204
| +116% | +$4.54M |
|
2149
CALL
Pinduoduo
PDD
$128B
| $8.03M | ﹤0.01% |
+212,400
| New | +$7.93M |
|
2150
Vanguard ESG US Stock ETF
ESGV
$13.5B
| $8.02M | ﹤0.01% |
141,718
+78,216
| +123% | +$4.22M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.