UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2126
CALL
Costco
COST
$421B
| $6.54M | ﹤0.01% |
22,700
| – | – |
|
2127
Energizer
ENR
$1.48B
| $6.53M | ﹤0.01% |
149,891
+132,422
| +758% | +$5.27M |
|
2128
Schwab Fundamental US Large Company Index ETF
FNDX
$27.2B
| $6.53M | ﹤0.01% |
495,381
+6,546
| +1% | +$85.3K |
|
2129
Invitation Homes
INVH
$18B
| $6.51M | ﹤0.01% |
219,709
-341,211
| -61% | -$9.6M |
|
2130
Entegris
ENTG
$21.8B
| $6.5M | ﹤0.01% |
138,218
-1,358
| -1% | -$57.3K |
|
2131
Franklin Electric
FELE
$4.83B
| $6.5M | ﹤0.01% |
136,020
+32,424
| +31% | +$1.5M |
|
2132
Middleby
MIDD
$6.03B
| $6.49M | ﹤0.01% |
55,481
-681
| -1% | -$83.5K |
|
2133
PUT
Tencent Music
TME
$15.7B
| $6.49M | ﹤0.01% |
507,860
-142,140
| -22% | -$2M |
|
|
ESGR
2134
DELISTED
Enstar Group
ESGR
| $6.48M | ﹤0.01% |
34,131
+8,231
| +32% | +$1.48M |
|
|
SRCL
2135
PUT
DELISTED
Stericycle Inc
SRCL
| $6.47M | ﹤0.01% |
+127,000
| New | +$5.91M |
|
|
MRTX
2136
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
| $6.46M | ﹤0.01% |
82,856
+62,322
| +304% | +$5.85M |
|
2137
MongoDB
MDB
$29.8B
| $6.45M | ﹤0.01% |
53,566
+5,264
| +11% | +$760K |
|
2138
Forward Air
FWRD
$563M
| $6.45M | ﹤0.01% |
101,201
+22,041
| +28% | +$1.35M |
|
2139
Bread Financial
BFH
$4.44B
| $6.45M | ﹤0.01% |
63,043
+23,105
| +58% | +$2.6M |
|
2140
Antero Midstream
AM
$10.2B
| $6.44M | ﹤0.01% |
870,691
+145,646
| +20% | +$1.26M |
|
2141
PUT
HDFC Bank
HDB
$122B
| $6.44M | ﹤0.01% |
+225,668
| New | +$6.42M |
|
2142
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
| $6.43M | ﹤0.01% |
109,670
+5,059
| +5% | +$296K |
|
2143
CALL
Lumen
LUMN
$6.09B
| $6.42M | ﹤0.01% |
514,700
+200,000
| +64% | +$2.38M |
|
2144
Guggenheim Strategic Opportunities Fund
GOF
$2.24B
| $6.42M | ﹤0.01% |
331,938
+3,854
| +1% | +$77.4K |
|
|
SIX
2145
DELISTED
Six Flags Entertainment Corp.
SIX
| $6.41M | ﹤0.01% |
126,272
+16,856
| +15% | +$915K |
|
2146
Evercore
EVR
$12B
| $6.4M | ﹤0.01% |
79,844
-21,001
| -21% | -$1.74M |
|
2147
CALL
KLA
KLAC
$252B
| $6.38M | ﹤0.01% |
400,000
+200,000
| +100% | +$2.8M |
|
|
SCHW
2148
PUT
Charles Schwab
SCHW
$187B
| $6.37M | ﹤0.01% |
152,200
| – | – |
|
2149
CALL
Electronic Arts
EA
| $6.36M | ﹤0.01% |
65,000
+60,000
| +1,200% | +$5.64M |
|
|
RMT
2150
Royce Micro-Cap Trust
RMT
$751M
| $6.36M | ﹤0.01% |
790,748
+11,503
| +1% | +$92.6K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.