UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2126
PUT
Alnylam Pharmaceuticals
ALNY
$27.5B
| $5.31M | ﹤0.01% |
+45,200
| New | +$3.86M |
|
2127
iShares Micro-Cap ETF
IWC
$1.44B
| $5.31M | ﹤0.01% |
56,182
-19,015
| -25% | -$1.68M |
|
2128
WisdomTree US Total Dividend Fund
DTD
$1.65B
| $5.29M | ﹤0.01% |
120,652
+17,438
| +17% | +$750K |
|
2129
NVR
NVR
$16.5B
| $5.28M | ﹤0.01% |
1,850
-1,015
| -35% | -$2.72M |
|
2130
Federal Signal
FSS
$7.62B
| $5.28M | ﹤0.01% |
248,075
+31,683
| +15% | +$593K |
|
2131
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
| $5.26M | ﹤0.01% |
+97,500
| New | +$5.36M |
|
2132
Telkom Indonesia
TLK
$14.5B
| $5.26M | ﹤0.01% |
153,369
-13,859
| -8% | -$486K |
|
|
Y
2133
DELISTED
Alleghany Corp
Y
| $5.25M | ﹤0.01% |
9,478
+3,034
| +47% | +$1.77M |
|
|
ZEN
2134
DELISTED
ZENDESK INC
ZEN
| $5.25M | ﹤0.01% |
180,219
-38,787
| -18% | -$1.09M |
|
|
SA
2135
Seabridge Gold
SA
$2.78B
| $5.23M | ﹤0.01% |
428,981
-27,241
| -6% | -$316K |
|
|
ESPR
2136
DELISTED
Esperion Therapeutics
ESPR
| $5.22M | ﹤0.01% |
104,191
-47,870
| -31% | -$2.31M |
|
|
BSJK
2137
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
| $5.22M | ﹤0.01% |
209,216
+31,863
| +18% | +$791K |
|
|
NIE
2138
Virtus Equity & Convertible Income Fund
NIE
$719M
| $5.22M | ﹤0.01% |
252,205
-10,166
| -4% | -$205K |
|
2139
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
| $5.22M | ﹤0.01% |
64,284
-141
| -0.2% | -$11.4K |
|
2140
La-Z-Boy
LZB
$1.58B
| $5.22M | ﹤0.01% |
193,924
+37,660
| +24% | +$1.1M |
|
2141
iShares Core Universal USD Bond ETF
IUSB
$42.9B
| $5.21M | ﹤0.01% |
102,012
-1,515
| -1% | -$77.4K |
|
2142
CALL
Dollar Tree
DLTR
$24.4B
| $5.21M | ﹤0.01% |
60,000
+47,500
| +380% | +$3.62M |
|
2143
IAMGOLD
IAG
$8.2B
| $5.21M | ﹤0.01% |
854,039
-257,443
| -23% | -$1.5M |
|
|
MYD
2144
DELISTED
BlackRock MuniYield Fund
MYD
| $5.2M | ﹤0.01% |
345,425
+4,039
| +1% | +$62K |
|
|
ISBC
2145
DELISTED
Investors Bancorp, Inc.
ISBC
| $5.2M | ﹤0.01% |
380,811
+23,499
| +7% | +$310K |
|
2146
CALL
International Paper
IP
$21.6B
| $5.18M | ﹤0.01% |
96,202
+15,629
| +19% | +$822K |
|
|
BWLD
2147
CALL
DELISTED
Buffalo Wild Wings, Inc.
BWLD
| $5.17M | ﹤0.01% |
+48,900
| New | +$5.44M |
|
2148
Dorchester Minerals
DMLP
$1.33B
| $5.16M | ﹤0.01% |
343,121
-227,337
| -40% | -$3.34M |
|
2149
PENN Entertainment
PENN
$2.75B
| $5.15M | ﹤0.01% |
220,322
-772,086
| -78% | -$16.5M |
|
2150
Arrow Electronics
ARW
$11.1B
| $5.15M | ﹤0.01% |
64,051
-11,220
| -15% | -$886K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.