UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2101
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
| $8.61M | ﹤0.01% |
395,904
+23,828
| +6% | +$532K |
|
2102
CALL
BlackBerry
BB
$5.26B
| $8.6M | ﹤0.01% |
+1,826,200
| New | +$8.97M |
|
2103
BlackRock Credit Allocation Income Trust
BTZ
$956M
| $8.59M | ﹤0.01% |
887,536
-69,506
| -7% | -$697K |
|
2104
CALL
PNC Financial Services
PNC
$101B
| $8.57M | ﹤0.01% |
69,800
+24,800
| +55% | +$3.12M |
|
2105
BlackRock MuniYield Quality Fund III
MYI
$721M
| $8.57M | ﹤0.01% |
897,206
-70,869
| -7% | -$747K |
|
2106
Nuveen Floating Rate Income Fund
JFR
$1.25B
| $8.56M | ﹤0.01% |
1,042,109
+543,094
| +109% | +$4.38M |
|
2107
Invesco KBW Bank ETF
KBWB
$6.73B
| $8.55M | ﹤0.01% |
213,369
+22,978
| +12% | +$980K |
|
2108
VanEck IG Floating Rate ETF
FLTR
$3.04B
| $8.51M | ﹤0.01% |
336,581
+27,107
| +9% | +$684K |
|
2109
CACI
CACI
$14.2B
| $8.5M | ﹤0.01% |
27,078
+7,605
| +39% | +$2.54M |
|
2110
Nuveen ESG Mid-Cap Growth ETF
NUMG
$367M
| $8.5M | ﹤0.01% |
231,856
+1,997
| +0.9% | +$77.4K |
|
2111
CALL
iShares MSCI South Korea ETF
EWY
$25.7B
| $8.49M | ﹤0.01% |
144,128
+65,000
| +82% | +$4.13M |
|
2112
PUT
United Rentals
URI
$72.4B
| $8.49M | ﹤0.01% |
19,100
| – | – |
|
2113
Ethan Allen Interiors
ETD
$603M
| $8.48M | ﹤0.01% |
283,775
-11,099
| -4% | -$343K |
|
2114
CALL
Oracle
ORCL
$423B
| $8.47M | ﹤0.01% |
80,000
-270,100
| -77% | -$31.3M |
|
2115
CALL
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$293M
| $8.47M | ﹤0.01% |
20,896
+17,896
| +597% | +$7.48M |
|
2116
Ryder
R
$10.1B
| $8.44M | ﹤0.01% |
78,946
+15,361
| +24% | +$1.49M |
|
2117
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$266M
| $8.43M | ﹤0.01% |
172,092
+4,234
| +3% | +$219K |
|
2118
abrdn Physical Silver Shares ETF
SIVR
$4.42B
| $8.43M | ﹤0.01% |
396,391
-20,770
| -5% | -$469K |
|
2119
Nuveen California Municipal Value Fund
NCA
$302M
| $8.42M | ﹤0.01% |
1,025,429
+123,644
| +14% | +$1.06M |
|
2120
Adient
ADNT
$1.5B
| $8.41M | ﹤0.01% |
229,189
+23,450
| +11% | +$935K |
|
2121
PUT
Carnival Corporation Ltd
CCL
$39.7B
| $8.39M | ﹤0.01% |
611,700
+50,000
| +9% | +$829K |
|
2122
PUT
General Dynamics
GD
$106B
| $8.37M | ﹤0.01% |
37,900
| – | – |
|
2123
Wolfspeed
WOLF
$1.71B
| $8.35M | ﹤0.01% |
219,080
+91,011
| +71% | +$4.76M |
|
2124
CALL
Baxter International
BAX
$14.2B
| $8.33M | ﹤0.01% |
220,800
+40,800
| +23% | +$1.74M |
|
2125
Franklin FTSE India ETF
FLIN
$2.69B
| $8.33M | ﹤0.01% |
263,086
+262,330
| +34,700% | +$8.26M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.