UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2101
nVent Electric
NVT
$26.7B
| $9.11M | ﹤0.01% |
281,642
-64,243
| -19% | -$2.08M |
|
2102
CenterPoint Energy
CNP
$26.8B
| $9.1M | ﹤0.01% |
369,871
-6,360
| -2% | -$163K |
|
2103
Jabil
JBL
$35.8B
| $9.09M | ﹤0.01% |
155,692
+38,968
| +33% | +$2.32M |
|
2104
CALL
Otis Worldwide
OTIS
$28.2B
| $9.08M | ﹤0.01% |
110,400
-55,600
| -33% | -$4.89M |
|
2105
CALL
Cummins
CMI
$88.7B
| $9.08M | ﹤0.01% |
40,435
+8,000
| +25% | +$1.87M |
|
2106
CNX Resources
CNX
$5.2B
| $9.07M | ﹤0.01% |
718,837
+147,528
| +26% | +$1.78M |
|
2107
WisdomTree US High Dividend Fund
DHS
$1.58B
| $9.05M | ﹤0.01% |
117,550
-337
| -0.3% | -$26.7K |
|
2108
State Street SPDR S&P Health Care Equipment ETF
XHE
$163M
| $9.01M | ﹤0.01% |
71,993
-12,917
| -15% | -$1.65M |
|
2109
CALL
Amgen
AMGN
$222B
| $9M | ﹤0.01% |
42,321
-10,979
| -21% | -$2.53M |
|
2110
CALL
Tyson Foods
TSN
$20.4B
| $8.99M | ﹤0.01% |
113,900
+95,400
| +516% | +$7.2M |
|
2111
NorthWestern Energy
NWE
$4.43B
| $8.97M | ﹤0.01% |
156,618
+127,168
| +432% | +$7.9M |
|
2112
PUT
ARK Genomic Revolution ETF
ARKG
$1.73B
| $8.97M | ﹤0.01% |
120,000
-179,500
| -60% | -$15.1M |
|
2113
Sprouts Farmers Market
SFM
$8.01B
| $8.96M | ﹤0.01% |
386,759
-37,033
| -9% | -$902K |
|
|
AVLR
2114
DELISTED
Avalara, Inc.
AVLR
| $8.95M | ﹤0.01% |
51,228
+32,737
| +177% | +$5.63M |
|
2115
PUT
Take-Two Interactive
TTWO
$46.1B
| $8.94M | ﹤0.01% |
58,032
+8,494
| +17% | +$1.38M |
|
2116
Global X Internet of Things ETF
SNSR
$223M
| $8.94M | ﹤0.01% |
246,272
+4,633
| +2% | +$171K |
|
|
XM
2117
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
| $8.93M | ﹤0.01% |
208,936
+194,476
| +1,345% | +$8.23M |
|
2118
CALL
Parker-Hannifin
PH
$135B
| $8.92M | ﹤0.01% |
31,900
+21,900
| +219% | +$6.52M |
|
2119
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
| $8.92M | ﹤0.01% |
160,740
-3,156
| -2% | -$178K |
|
|
RDS.A
2120
PUT
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $8.91M | ﹤0.01% |
200,000
+100,000
| +100% | +$4.03M |
|
2121
PUT
MongoDB
MDB
$32.1B
| $8.91M | ﹤0.01% |
18,900
| – | – |
|
2122
Pinnacle Financial Partners Inc
PNFP
$15.8B
| $8.9M | ﹤0.01% |
94,585
-40,192
| -30% | -$3.7M |
|
|
NVTA
2123
DELISTED
Invitae Corporation
NVTA
| $8.88M | ﹤0.01% |
312,157
+100,331
| +47% | +$2.94M |
|
2124
Lithia Motors
LAD
$8.26B
| $8.87M | ﹤0.01% |
27,961
-24,013
| -46% | -$8.36M |
|
2125
Wyndham Hotels & Resorts
WH
$5.48B
| $8.86M | ﹤0.01% |
114,827
+72,655
| +172% | +$5.21M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.