UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.93% |
| 2 | Financials | 6.61% |
| 3 | Consumer Discretionary | 6.23% |
| 4 | Healthcare | 5.77% |
| 5 | Communication Services | 4.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2101
CALL
Simon Property Group
SPG
$72.3B
| $7.39M | ﹤0.01% |
86,700
-377,900
| -81% | -$28.9M |
|
2102
Global X US Preferred ETF
PFFD
$2.17B
| $7.37M | ﹤0.01% |
285,600
+80,311
| +39% | +$2.03M |
|
2103
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.71B
| $7.36M | ﹤0.01% |
241,536
-68,838
| -22% | -$2.01M |
|
|
SFIX
2104
CALL
Stitch Fix
SFIX
$560M
| $7.34M | ﹤0.01% |
+125,000
| New | +$5.35M |
|
2105
PUT
AB InBev
BUD
$165B
| $7.33M | ﹤0.01% |
104,900
| – | – |
|
|
JWN
2106
CALL
DELISTED
Nordstrom
JWN
| $7.33M | ﹤0.01% |
235,000
-79,700
| -25% | -$1.66M |
|
|
HRC
2107
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
| $7.33M | ﹤0.01% |
74,801
-39,045
| -34% | -$3.65M |
|
2108
Williams-Sonoma
WSM
$29.6B
| $7.33M | ﹤0.01% |
143,854
-147,954
| -51% | -$7.58M |
|
2109
First Trust Global Wind Energy ETF
FAN
$281M
| $7.32M | ﹤0.01% |
314,280
+65,588
| +26% | +$1.31M |
|
|
ENLC
2110
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
| $7.31M | ﹤0.01% |
1,971,063
-1,443,787
| -42% | -$4.73M |
|
2111
CALL
Colgate-Palmolive
CL
$74.4B
| $7.31M | ﹤0.01% |
85,515
+34,875
| +69% | +$2.88M |
|
2112
Nuveen ESG Mid-Cap Growth ETF
NUMG
$367M
| $7.31M | ﹤0.01% |
147,794
+51,439
| +53% | +$2.41M |
|
2113
AXIS Capital
AXS
$7.55B
| $7.31M | ﹤0.01% |
145,046
+26,686
| +23% | +$1.29M |
|
2114
VanEck Biotech ETF
BBH
$422M
| $7.31M | ﹤0.01% |
43,072
-1,400
| -3% | -$231K |
|
|
IRBT
2115
DELISTED
iRobot
IRBT
| $7.29M | ﹤0.01% |
90,850
+18,713
| +26% | +$1.52M |
|
2116
CALL
Mondelez International
MDLZ
$79.9B
| $7.29M | ﹤0.01% |
124,600
-2,600
| -2% | -$149K |
|
2117
PUT
Marriott International
MAR
$92.3B
| $7.26M | ﹤0.01% |
55,000
-30,000
| -35% | -$3.43M |
|
2118
Utz Brands
UTZ
$1.25B
| $7.25M | ﹤0.01% |
328,680
-2,979
| -0.9% | -$56.6K |
|
2119
PUT
Advance Auto Parts
AAP
$3.49B
| $7.25M | ﹤0.01% |
46,000
| – | – |
|
|
RSX
2120
CALL
DELISTED
VanEck Russia ETF
RSX
| $7.25M | ﹤0.01% |
300,000
+50,000
| +20% | +$1.12M |
|
2121
CALL
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
| $7.24M | ﹤0.01% |
200,000
| – | – |
|
|
HPS
2122
John Hancock Preferred Income Fund III
HPS
$458M
| $7.24M | ﹤0.01% |
418,610
-3,417
| -0.8% | -$56.7K |
|
|
BLD
2123
DELISTED
TopBuild
BLD
| $7.22M | ﹤0.01% |
39,199
-9,756
| -20% | -$1.73M |
|
2124
Columbia Diversified Fixed Income Allocation ETF
DIAL
$388M
| $7.18M | ﹤0.01% |
325,071
+36,808
| +13% | +$801K |
|
2125
Nutanix
NTNX
$16.9B
| $7.18M | ﹤0.01% |
225,292
+63,603
| +39% | +$1.73M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2020 filing shows 1,125 new, 3,976 increased, 2,989 reduced and 738 closed positions. Its largest new stake was Vontier: 502,899 shares worth $16.8M. The largest sale was iShares Core MSCI EAFE ETF, an estimated $1.91B.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.