UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HMSY
2101
DELISTED
HMS Holdings Corp.
HMSY
| $4.1M | ﹤0.01% |
162,259
-35,045
| -18% | -$913K |
|
2102
FLEX LNG
FLNG
$1.67B
| $4.1M | ﹤0.01% |
808,395
+417,723
| +107% | +$3.07M |
|
2103
PUT
Palo Alto Networks
PANW
$297B
| $4.1M | ﹤0.01% |
150,000
-210,000
| -58% | -$7.33M |
|
2104
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
| $4.1M | ﹤0.01% |
327,665
+38,348
| +13% | +$513K |
|
2105
Selective Insurance
SIGI
$5.73B
| $4.09M | ﹤0.01% |
82,374
-93,508
| -53% | -$5.69M |
|
|
KAMN
2106
DELISTED
Kaman Corp
KAMN
| $4.08M | ﹤0.01% |
106,160
-59,001
| -36% | -$3.33M |
|
2107
PUT
Oneok
OKE
$54.5B
| $4.08M | ﹤0.01% |
+187,200
| New | +$11.4M |
|
2108
OneMain Financial
OMF
$7.47B
| $4.08M | ﹤0.01% |
213,364
+169,230
| +383% | +$6.3M |
|
2109
Global X US Preferred ETF
PFFD
$2.16B
| $4.08M | ﹤0.01% |
186,410
+14,566
| +8% | +$351K |
|
2110
Nuveen Credit Strategies Income Fund
JQC
$711M
| $4.07M | ﹤0.01% |
717,988
-11,499
| -2% | -$79.6K |
|
2111
Invesco CEF Income Composite ETF
PCEF
$813M
| $4.07M | ﹤0.01% |
232,516
-104,239
| -31% | -$2.26M |
|
2112
Tetra Tech
TTEK
$9.07B
| $4.05M | ﹤0.01% |
286,980
-477,515
| -62% | -$8.13M |
|
|
BPMP
2113
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
| $4.05M | ﹤0.01% |
435,110
-54,713
| -11% | -$711K |
|
2114
Sprott Physical Gold and Silver Trust
CEF
$8.06B
| $4.05M | ﹤0.01% |
276,761
+9,167
| +3% | +$137K |
|
|
CCMP
2115
DELISTED
CMC Materials, Inc. Common Stock
CCMP
| $4.03M | ﹤0.01% |
35,348
-31,832
| -47% | -$4.44M |
|
2116
Repligen
RGEN
$9.25B
| $4.03M | ﹤0.01% |
41,749
-96,630
| -70% | -$9.33M |
|
2117
PUT
CSX Corp
CSX
$93.1B
| $4.03M | ﹤0.01% |
210,900
-2,240,100
| -91% | -$52.3M |
|
2118
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
| $4.02M | ﹤0.01% |
132,420
-320,513
| -71% | -$13M |
|
2119
CALL
Goldman Sachs
GS
$303B
| $4.02M | ﹤0.01% |
26,000
-284,700
| -92% | -$60.4M |
|
|
ENLC
2120
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
| $4.01M | ﹤0.01% |
3,644,141
+944,289
| +35% | +$3.71M |
|
2121
Cannae Holdings
CNNE
$649M
| $4M | ﹤0.01% |
119,522
+44,090
| +58% | +$1.63M |
|
|
PCN
2122
PIMCO Corporate & Income Strategy Fund
PCN
$885M
| $4M | ﹤0.01% |
299,925
+2,512
| +0.8% | +$44.3K |
|
2123
Iridium Communications
IRDM
$5.29B
| $3.99M | ﹤0.01% |
178,825
+41,821
| +31% | +$1.08M |
|
2124
CALL
Martin Marietta Materials
MLM
$33B
| $3.99M | ﹤0.01% |
21,100
-48,000
| -69% | -$11.5M |
|
|
CXE
2125
DELISTED
MFS High Income Municipal Trust
CXE
| $3.99M | ﹤0.01% |
850,306
+161,821
| +24% | +$838K |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.