UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HPI
2101
John Hancock Preferred Income Fund
HPI
$431M
| $6.73M | ﹤0.01% |
278,904
+11,575
| +4% | +$274K |
|
2102
ICF International
ICFI
$1.54B
| $6.73M | ﹤0.01% |
79,703
-18,265
| -19% | -$1.48M |
|
|
XHR
2103
Xenia Hotels & Resorts
XHR
$1.82B
| $6.71M | ﹤0.01% |
317,975
+113,802
| +56% | +$2.39M |
|
|
MCA
2104
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
| $6.71M | ﹤0.01% |
466,377
-50,851
| -10% | -$728K |
|
|
BLUE
2105
DELISTED
bluebird bio
BLUE
| $6.71M | ﹤0.01% |
5,639
+2,484
| +79% | +$3.79M |
|
2106
PUT
ICICI Bank
IBN
$109B
| $6.7M | ﹤0.01% |
550,000
-40,000
| -7% | -$469K |
|
2107
Peabody Energy
BTU
$2.87B
| $6.7M | ﹤0.01% |
454,969
+82,998
| +22% | +$1.62M |
|
2108
Tyler Technologies
TYL
$12.5B
| $6.7M | ﹤0.01% |
25,504
-3,036
| -11% | -$744K |
|
2109
ScottsMiracle-Gro
SMG
$3.61B
| $6.69M | ﹤0.01% |
65,721
+15,389
| +31% | +$1.61M |
|
2110
Texas Roadhouse
TXRH
$13.7B
| $6.68M | ﹤0.01% |
127,163
+66,713
| +110% | +$3.54M |
|
2111
Carlisle Companies
CSL
$15.2B
| $6.68M | ﹤0.01% |
45,879
-2,356
| -5% | -$331K |
|
2112
AMN Healthcare
AMN
$1.19B
| $6.67M | ﹤0.01% |
115,882
+19,068
| +20% | +$1.06M |
|
2113
Western Alliance Bancorporation
WAL
$8.87B
| $6.66M | ﹤0.01% |
144,494
+3,696
| +3% | +$167K |
|
2114
CALL
McDonald's
MCD
$196B
| $6.66M | ﹤0.01% |
31,000
-12,100
| -28% | -$2.59M |
|
2115
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
| $6.64M | ﹤0.01% |
168,153
-40,762
| -20% | -$1.58M |
|
|
PXD
2116
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
| $6.64M | ﹤0.01% |
52,800
-2,117,400
| -98% | -$280M |
|
2117
CALL
Colgate-Palmolive
CL
$74.1B
| $6.62M | ﹤0.01% |
90,000
+50,000
| +125% | +$3.63M |
|
2118
Imperial Oil
IMO
$61.1B
| $6.62M | ﹤0.01% |
254,140
-96,916
| -28% | -$2.55M |
|
|
PRAH
2119
DELISTED
PRA Health Sciences, Inc.
PRAH
| $6.61M | ﹤0.01% |
66,568
+27,564
| +71% | +$2.74M |
|
2120
iShares MSCI Thailand ETF
THD
$368M
| $6.59M | ﹤0.01% |
74,322
-1,380
| -2% | -$126K |
|
2121
Knight Transportation
KNX
$11.3B
| $6.59M | ﹤0.01% |
181,432
+39,758
| +28% | +$1.38M |
|
2122
Capital Southwest
CSWC
$1.58B
| $6.58M | ﹤0.01% |
301,651
-4,054
| -1% | -$87.5K |
|
2123
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.32B
| $6.57M | ﹤0.01% |
552,027
+31,588
| +6% | +$376K |
|
|
CDK
2124
DELISTED
CDK Global, Inc.
CDK
| $6.57M | ﹤0.01% |
136,560
-31,986
| -19% | -$1.53M |
|
2125
SEI Investments
SEIC
$12.6B
| $6.54M | ﹤0.01% |
110,472
-122,719
| -53% | -$7.1M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.