UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$880M |
| 2 |
Microsoft
MSFT
|
+$583M |
| 3 |
Meta Platforms (Facebook)
META
|
+$528M |
| 4 |
Amazon
AMZN
|
+$340M |
| 5 |
Apple
AAPL
|
+$289M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sempra
SRE
|
+$524M |
| 2 |
Cheniere Energy
LNG
|
+$337M |
| 3 |
SPDR Gold Trust
GLD
|
+$308M |
| 4 |
WPZ
Williams Partners L.P.
WPZ
|
+$274M |
| 5 |
Starbucks
SBUX
|
+$262M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.26% |
| 2 | Financials | 7.12% |
| 3 | Healthcare | 6.44% |
| 4 | Consumer Discretionary | 5.31% |
| 5 | Industrials | 5.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SPLK
2101
PUT
DELISTED
Splunk Inc
SPLK
| $6.65M | ﹤0.01% |
55,000
| – | – |
|
2102
IPG Photonics
IPGP
$3.69B
| $6.64M | ﹤0.01% |
42,560
-1,752
| -4% | -$325K |
|
2103
CALL
American Eagle Outfitters
AEO
$2.97B
| $6.64M | ﹤0.01% |
267,300
+260,500
| +3,831% | +$6.6M |
|
2104
Pan American Silver
PAAS
$20.2B
| $6.63M | ﹤0.01% |
449,454
+105,735
| +31% | +$1.69M |
|
2105
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$271M
| $6.62M | ﹤0.01% |
140,269
-13,024
| -8% | -$620K |
|
2106
PUT
Occidental Petroleum
OXY
$55.7B
| $6.61M | ﹤0.01% |
80,400
-6,600
| -8% | -$533K |
|
|
LSXMK
2107
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
| $6.6M | ﹤0.01% |
199,526
+27,228
| +16% | +$966K |
|
2108
Franklin Resources
BEN
$17.3B
| $6.58M | ﹤0.01% |
216,246
-59,636
| -22% | -$1.92M |
|
2109
CALL
Merck
MRK
$317B
| $6.56M | ﹤0.01% |
96,909
+71,728
| +285% | +$4.57M |
|
2110
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$350M
| $6.56M | ﹤0.01% |
198,435
+720
| +0.4% | +$23.9K |
|
|
SNBR
2111
DELISTED
Sleep Number
SNBR
| $6.56M | ﹤0.01% |
178,357
-195,232
| -52% | -$6.33M |
|
2112
PUT
Dollar General
DG
$28.1B
| $6.56M | ﹤0.01% |
60,000
+15,000
| +33% | +$1.56M |
|
2113
PUT
iShares MSCI Japan ETF
EWJ
$22.5B
| $6.53M | ﹤0.01% |
108,400
+99,300
| +1,091% | +$5.77M |
|
2114
Wipro
WIT
$19.7B
| $6.53M | ﹤0.01% |
3,341,264
+240,928
| +8% | +$465K |
|
|
IDTI
2115
DELISTED
Integrated Device Technology I
IDTI
| $6.51M | ﹤0.01% |
138,586
-143,760
| -51% | -$5.56M |
|
|
MPT
2116
Medical Properties Trust
MPT
$2.75B
| $6.51M | ﹤0.01% |
436,826
-123,635
| -22% | -$1.8M |
|
2117
First American
FAF
$7.67B
| $6.51M | ﹤0.01% |
126,138
+14,354
| +13% | +$786K |
|
|
OEFA
2118
ALPS O'Shares International Developed Quality Dividend ETF
OEFA
$37.2M
| $6.51M | ﹤0.01% |
270,769
-68,796
| -20% | -$1.67M |
|
2119
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$763M
| $6.49M | ﹤0.01% |
198,094
+2,817
| +1% | +$90.2K |
|
|
XRLV
2120
DELISTED
Invesco S&P 500 ex-Rate Sensitive Low Volatility ETF
XRLV
| $6.48M | ﹤0.01% |
178,629
-31,848
| -15% | -$1.13M |
|
2121
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
| $6.47M | ﹤0.01% |
115,276
-161,764
| -58% | -$9.31M |
|
|
ECF
2122
Ellsworth Growth & Income Fund
ECF
$170M
| $6.47M | ﹤0.01% |
627,353
-17,726
| -3% | -$175K |
|
|
KNL
2123
DELISTED
Knoll, Inc.
KNL
| $6.45M | ﹤0.01% |
274,938
+13,603
| +5% | +$308K |
|
2124
PUT
Dropbox
DBX
$8.06B
| $6.44M | ﹤0.01% |
+240,000
| New | +$6.93M |
|
2125
ARK Genomic Revolution ETF
ARKG
$1.63B
| $6.43M | ﹤0.01% |
192,371
+46,079
| +31% | +$1.46M |
|
Similar funds
UBS Group's Q3 2018 Portfolio in Review
As of Q3 2018, UBS Group held 8,674 positions worth $252B, up 9.2% from $231B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $10.3B of net new capital in Q3 2018, opening 642 new positions and adding to 4,135 existing holdings. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Sempra, an estimated $524M trimmed.
- UBS Group's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $880M increase.
- UBS Group's biggest Q3 2018 reduction was Sempra, cutting an estimated $524M.
- UBS Group fully exited Williams Partners L.P. in Q3 2018, selling an estimated $274M.
- UBS Group's ten largest holdings make up 15% of its $252B portfolio in Q3 2018.
- UBS Group opened 642 new positions and closed 634 in Q3 2018.
- UBS Group's portfolio value rose 9.2% quarter-over-quarter to $252B.
Based on UBS Group's 13F filing for Q3 2018, filed 14 Nov 2018.