UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2101
PUT
BHP
BHP
$215B
| $5.47M | ﹤0.01% |
151,335
-112,100
| -43% | -$4.1M |
|
2102
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$155M
| $5.47M | ﹤0.01% |
116,875
+2,633
| +2% | +$122K |
|
2103
BGC Group
BGC
$5.52B
| $5.46M | ﹤0.01% |
586,496
+353,989
| +152% | +$2.96M |
|
2104
Huntsman Corp
HUN
$1.71B
| $5.46M | ﹤0.01% |
199,003
-40,030
| -17% | -$1.07M |
|
2105
State Street Global Allocation ETF
GAL
$304M
| $5.46M | ﹤0.01% |
147,900
-1,256
| -0.8% | -$45.6K |
|
2106
Evogene
EVGN
$5.7M
| $5.45M | ﹤0.01% |
122,765
+7,822
| +7% | +$373K |
|
2107
ATI
ATI
$25.6B
| $5.45M | ﹤0.01% |
227,803
-94,157
| -29% | -$1.86M |
|
2108
PUT
AB InBev
BUD
$167B
| $5.44M | ﹤0.01% |
45,600
-20,000
| -30% | -$2.34M |
|
2109
Alkermes
ALKS
$8.22B
| $5.43M | ﹤0.01% |
106,898
-42,748
| -29% | -$2.29M |
|
2110
Graphic Packaging
GPK
$3.17B
| $5.42M | ﹤0.01% |
388,325
-47,880
| -11% | -$642K |
|
2111
CALL
Primoris Services
PRIM
$4.58B
| $5.42M | ﹤0.01% |
+184,086
| New | +$4.9M |
|
|
EFT
2112
Eaton Vance Floating-Rate Income Trust
EFT
$283M
| $5.41M | ﹤0.01% |
370,309
+11,764
| +3% | +$175K |
|
2113
Alexandria Real Estate Equities
ARE
$8.97B
| $5.41M | ﹤0.01% |
45,504
+4,183
| +10% | +$502K |
|
|
RIC
2114
DELISTED
Richmont Mines Inc.
RIC
| $5.41M | ﹤0.01% |
578,916
-36,604
| -6% | -$311K |
|
|
USCR
2115
DELISTED
U S Concrete, Inc.
USCR
| $5.39M | ﹤0.01% |
70,632
+32,673
| +86% | +$2.51M |
|
|
CBL
2116
DELISTED
CBL& Associates Properties, Inc.
CBL
| $5.36M | ﹤0.01% |
639,190
+290,979
| +84% | +$2.47M |
|
|
MMT
2117
Aberdeen Multi-Market Income Fund
MMT
$236M
| $5.36M | ﹤0.01% |
859,150
+88,171
| +11% | +$547K |
|
|
TLI
2118
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
| $5.34M | ﹤0.01% |
491,611
+88,016
| +22% | +$960K |
|
2119
LGI Homes
LGIH
$1.27B
| $5.33M | ﹤0.01% |
109,811
-13,272
| -11% | -$590K |
|
2120
Lithia Motors
LAD
$8.47B
| $5.33M | ﹤0.01% |
44,301
+1,293
| +3% | +$135K |
|
2121
CALL
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $5.33M | ﹤0.01% |
50,000
| – | – |
|
|
2122
PUT
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $5.33M | ﹤0.01% |
50,000
| – | – |
|
2123
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$741M
| $5.32M | ﹤0.01% |
110,269
+82,816
| +302% | +$3.98M |
|
|
SPLK
2124
PUT
DELISTED
Splunk Inc
SPLK
| $5.31M | ﹤0.01% |
80,000
| – | – |
|
2125
ProShares Short VIX Short-Term Futures ETF
SVXY
$228M
| $5.31M | ﹤0.01% |
28,328
-6,116
| -18% | -$1.03M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.