UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2076
Roblox
RBLX
$27B
| $9.35M | ﹤0.01% |
123,820
+34,620
| +39% | +$2.84M |
|
2077
Utz Brands
UTZ
$1.25B
| $9.35M | ﹤0.01% |
545,978
+81,048
| +17% | +$1.65M |
|
|
NEWR
2078
CALL
DELISTED
New Relic, Inc.
NEWR
| $9.33M | ﹤0.01% |
130,000
+90,000
| +225% | +$6.65M |
|
2079
Vanguard World Funds Extended Duration ETF
EDV
$3.27B
| $9.32M | ﹤0.01% |
68,804
+10,563
| +18% | +$1.48M |
|
2080
CALL
Delta Air Lines
DAL
$60.1B
| $9.31M | ﹤0.01% |
218,500
+128,500
| +143% | +$5.25M |
|
2081
Liberty Media Series C
FWONK
$25.8B
| $9.31M | ﹤0.01% |
187,289
-738
| -0.4% | -$34.9K |
|
|
ABMD
2082
DELISTED
Abiomed Inc
ABMD
| $9.27M | ﹤0.01% |
28,470
-6,989
| -20% | -$2.37M |
|
|
IRBT
2083
DELISTED
iRobot
IRBT
| $9.26M | ﹤0.01% |
118,017
+12,061
| +11% | +$1.03M |
|
2084
CALL
Medtronic
MDT
$112B
| $9.26M | ﹤0.01% |
73,899
| – | – |
|
2085
PUT
Sun Life Financial
SLF
$45.4B
| $9.26M | ﹤0.01% |
180,000
| – | – |
|
2086
Leggett & Platt
LEG
$1.31B
| $9.24M | ﹤0.01% |
206,147
+16,408
| +9% | +$790K |
|
2087
Ryder
R
$10.1B
| $9.23M | ﹤0.01% |
111,609
+99,833
| +848% | +$7.68M |
|
2088
CALL
Vail Resorts
MTN
$5.3B
| $9.22M | ﹤0.01% |
+27,600
| New | +$8.51M |
|
2089
National Grid
NGG
$81.3B
| $9.22M | ﹤0.01% |
174,787
+2,413
| +1% | +$138K |
|
2090
PG&E
PCG
$38.5B
| $9.2M | ﹤0.01% |
957,810
+388,038
| +68% | +$3.66M |
|
2091
Azenta
AZTA
$1.48B
| $9.19M | ﹤0.01% |
89,836
-165,891
| -65% | -$14.9M |
|
2092
First American
FAF
$7.58B
| $9.19M | ﹤0.01% |
137,054
+21,249
| +18% | +$1.42M |
|
2093
Jefferies Financial Group
JEF
$13.1B
| $9.19M | ﹤0.01% |
258,806
-22,503
| -8% | -$753K |
|
2094
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
| $9.19M | ﹤0.01% |
87,983
-14,184
| -14% | -$1.49M |
|
2095
CALL
United Parcel Service
UPS
$88.9B
| $9.16M | ﹤0.01% |
50,302
+36,900
| +275% | +$7.28M |
|
2096
Nuveen ESG Mid-Cap Growth ETF
NUMG
$367M
| $9.16M | ﹤0.01% |
168,378
+15,962
| +10% | +$893K |
|
2097
Interactive Brokers
IBKR
$39.8B
| $9.15M | ﹤0.01% |
587,216
+387,180
| +194% | +$6.1M |
|
2098
CALL
PNC Financial Services
PNC
$101B
| $9.15M | ﹤0.01% |
46,760
+19,400
| +71% | +$3.66M |
|
2099
CALL
Canadian Natural Resources
CNQ
$93.8B
| $9.13M | ﹤0.01% |
510,500
| – | – |
|
2100
DigitalBridge
DBRG
$2.95B
| $9.11M | ﹤0.01% |
377,718
-4,556
| -1% | -$126K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.