UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2076
Black Hills Corp
BKH
$5.54B
| $6.9M | ﹤0.01% |
89,941
+40,972
| +84% | +$3.19M |
|
2077
PUT
Marriott International
MAR
$93.8B
| $6.9M | ﹤0.01% |
55,500
+53,300
| +2,423% | +$7.07M |
|
|
LSI
2078
DELISTED
Life Storage, Inc.
LSI
| $6.9M | ﹤0.01% |
98,184
+9,465
| +11% | +$643K |
|
2079
Radian Group
RDN
$4.82B
| $6.89M | ﹤0.01% |
301,867
+139,622
| +86% | +$3.22M |
|
|
FOLD
2080
DELISTED
Amicus Therapeutics
FOLD
| $6.86M | ﹤0.01% |
855,842
+561,151
| +190% | +$6.09M |
|
2081
AMC Entertainment Holdings
AMC
$2.29B
| $6.86M | ﹤0.01% |
64,065
+52,346
| +447% | +$5.7M |
|
2082
PUT
Devon Energy
DVN
$49.7B
| $6.85M | ﹤0.01% |
284,600
-111,000
| -28% | -$2.78M |
|
2083
Iovance Biotherapeutics
IOVA
$2.75B
| $6.84M | ﹤0.01% |
375,921
+244,162
| +185% | +$5.4M |
|
2084
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.17B
| $6.84M | ﹤0.01% |
114,733
-25,499
| -18% | -$1.54M |
|
2085
CubeSmart
CUBE
$9.42B
| $6.84M | ﹤0.01% |
195,871
+21,143
| +12% | +$738K |
|
2086
Exponent
EXPO
$3.21B
| $6.82M | ﹤0.01% |
97,549
+927
| +1% | +$62.6K |
|
2087
CALL
Canadian Imperial Bank of Commerce
CM
$108B
| $6.81M | ﹤0.01% |
+165,000
| New | +$6.48M |
|
2088
PUT
iShares MSCI Japan ETF
EWJ
$22.5B
| $6.81M | ﹤0.01% |
+120,000
| New | +$6.58M |
|
2089
iShares US Utilities ETF
IDU
$1.39B
| $6.8M | ﹤0.01% |
83,518
-12,364
| -13% | -$961K |
|
|
CCXI
2090
DELISTED
ChemoCentryx, Inc.
CCXI
| $6.79M | ﹤0.01% |
1,001,616
+605,004
| +153% | +$4.54M |
|
2091
Gladstone Investment Corp
GAIN
$671M
| $6.79M | ﹤0.01% |
550,194
-16,604
| -3% | -$193K |
|
|
DBL
2092
DoubleLine Opportunistic Credit Fund
DBL
$280M
| $6.78M | ﹤0.01% |
327,477
-19,369
| -6% | -$401K |
|
|
HES
2093
PUT
DELISTED
Hess
HES
| $6.77M | ﹤0.01% |
112,000
-29,600
| -21% | -$1.84M |
|
2094
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.75B
| $6.76M | ﹤0.01% |
228,206
+26,645
| +13% | +$784K |
|
2095
PUT
Twilio
TWLO
$29.3B
| $6.76M | ﹤0.01% |
61,500
+41,500
| +208% | +$5.38M |
|
|
CTRA
2096
PUT
DELISTED
Coterra Energy
CTRA
| $6.76M | ﹤0.01% |
384,700
+292,700
| +318% | +$5.61M |
|
2097
CALL
Energy Transfer Partners
ET
$71.2B
| $6.75M | ﹤0.01% |
516,300
-2,392,000
| -82% | -$33.3M |
|
2098
Invesco Advantage Municipal Income Trust II
VKI
$397M
| $6.75M | ﹤0.01% |
600,720
+19,077
| +3% | +$216K |
|
2099
CALL
T-Mobile US
TMUS
$193B
| $6.75M | ﹤0.01% |
85,700
-224,300
| -72% | -$17.6M |
|
2100
PUT
American Airlines Group
AAL
$10.6B
| $6.74M | ﹤0.01% |
250,000
+30,000
| +14% | +$878K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.