UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$602M |
| 2 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$296M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$256M |
| 4 |
Enterprise Products Partners
EPD
|
+$252M |
| 5 |
Charter Communications
CHTR
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.22B |
| 2 |
CVS Health
CVS
|
+$465M |
| 3 |
Mondelez International
MDLZ
|
+$382M |
| 4 |
SHPG
Shire pic
SHPG
|
+$221M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$139M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.78% |
| 2 | Technology | 7.19% |
| 3 | Healthcare | 5.6% |
| 4 | Industrials | 5.06% |
| 5 | Consumer Discretionary | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HPI
2076
John Hancock Preferred Income Fund
HPI
$430M
| $6.53M | ﹤0.01% |
304,801
-3,785
| -1% | -$81.8K |
|
2077
ALPS Equal Sector Weight ETF
EQL
$757M
| $6.52M | ﹤0.01% |
281,388
+7,788
| +3% | +$177K |
|
2078
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$389M
| $6.51M | ﹤0.01% |
111,498
+7,667
| +7% | +$441K |
|
|
BCV
2079
Bancroft Fund
BCV
$133M
| $6.5M | ﹤0.01% |
298,931
+192
| +0.1% | +$4.19K |
|
2080
Bio-Rad Laboratories Class A
BIO
$8.71B
| $6.5M | ﹤0.01% |
27,228
+2,184
| +9% | +$529K |
|
2081
ProShares Short QQQ
PSQ
$824M
| $6.49M | ﹤0.01% |
36,499
+10,156
| +39% | +$1.85M |
|
|
MUI
2082
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
| $6.49M | ﹤0.01% |
466,386
+17,005
| +4% | +$239K |
|
2083
PUT
NXP Semiconductors
NXPI
$57.8B
| $6.49M | ﹤0.01% |
+55,400
| New | +$6.4M |
|
|
POLY
2084
DELISTED
Plantronics, Inc.
POLY
| $6.49M | ﹤0.01% |
128,763
+62,980
| +96% | +$3.1M |
|
|
SUNS
2085
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
| $6.49M | ﹤0.01% |
365,241
-22,345
| -6% | -$399K |
|
2086
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.4M
| $6.48M | ﹤0.01% |
126,748
+37,766
| +42% | +$1.92M |
|
2087
Dave & Buster's
PLAY
$377M
| $6.46M | ﹤0.01% |
117,085
+89,786
| +329% | +$4.58M |
|
2088
CALL
C.H. Robinson
CHRW
$17.4B
| $6.46M | ﹤0.01% |
72,500
-153,100
| -68% | -$12.5M |
|
2089
USA Compression Partners
USAC
$3.79B
| $6.45M | ﹤0.01% |
390,075
-14,880
| -4% | -$248K |
|
2090
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
| $6.44M | ﹤0.01% |
528,206
+6,555
| +1% | +$77.8K |
|
|
WDR
2091
DELISTED
Waddell & Reed Financial, Inc.
WDR
| $6.43M | ﹤0.01% |
287,895
+113,150
| +65% | +$2.3M |
|
2092
CALL
Advance Auto Parts
AAP
$3.35B
| $6.43M | ﹤0.01% |
+64,500
| New | +$5.93M |
|
2093
Huntsman Corp
HUN
$1.71B
| $6.43M | ﹤0.01% |
193,077
-5,926
| -3% | -$181K |
|
|
AHGP
2094
DELISTED
Alliance Holdings GP
AHGP
| $6.41M | ﹤0.01% |
239,409
+153,282
| +178% | +$4.05M |
|
|
RSPP
2095
DELISTED
RSP Permian, Inc.
RSPP
| $6.41M | ﹤0.01% |
157,466
-29,904
| -16% | -$1.07M |
|
2096
MGIC Investment
MTG
$6.16B
| $6.38M | ﹤0.01% |
452,413
+75,216
| +20% | +$1.06M |
|
2097
Chemours
CC
$2.5B
| $6.38M | ﹤0.01% |
127,373
+17,020
| +15% | +$891K |
|
2098
Axcelis
ACLS
$4.01B
| $6.37M | ﹤0.01% |
221,965
-4,514
| -2% | -$142K |
|
2099
PUT
Biogen
BIIB
$30B
| $6.37M | ﹤0.01% |
20,000
-900
| -4% | -$289K |
|
2100
FTI Consulting
FCN
$4.4B
| $6.37M | ﹤0.01% |
148,234
+142,930
| +2,695% | +$5.83M |
|
Similar funds
UBS Group's Q4 2017 Portfolio in Review
As of Q4 2017, UBS Group held 8,546 positions worth $243B, up 13% from $216B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $15.3B of net new capital in Q4 2017, opening 751 new positions and adding to 3,655 existing holdings. Its largest new stake was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 7.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.22B trimmed.
- UBS Group's largest Q4 2017 buy was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
- UBS Group added most to Apple in Q4 2017, an estimated $602M increase.
- UBS Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.22B.
- UBS Group fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $139M.
- UBS Group's ten largest holdings make up 15% of its $243B portfolio in Q4 2017.
- UBS Group opened 751 new positions and closed 634 in Q4 2017.
- UBS Group's portfolio value rose 13% quarter-over-quarter to $243B.
Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.