UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NFO
2076
DELISTED
Invesco Insider Sentiment ETF
NFO
| $5.62M | ﹤0.01% |
95,098
-14,659
| -13% | -$839K |
|
|
RMT
2077
Royce Micro-Cap Trust
RMT
$728M
| $5.62M | ﹤0.01% |
599,230
+24,772
| +4% | +$214K |
|
2078
Delek US
DK
$4.16B
| $5.61M | ﹤0.01% |
209,894
+190,268
| +969% | +$4.76M |
|
|
CMD
2079
DELISTED
Cantel Medical Corporation
CMD
| $5.6M | ﹤0.01% |
59,420
+7,211
| +14% | +$569K |
|
2080
Invesco S&P 500 Value with Momentum ETF
SPVM
$129M
| $5.59M | ﹤0.01% |
149,952
+88,090
| +142% | +$3.21M |
|
2081
Kilroy Realty
KRC
$4.52B
| $5.59M | ﹤0.01% |
78,584
-53,429
| -40% | -$3.75M |
|
2082
Chemours
CC
$2.5B
| $5.58M | ﹤0.01% |
110,353
+34,952
| +46% | +$1.65M |
|
|
VIAB
2083
PUT
DELISTED
Viacom Inc. Class B
VIAB
| $5.58M | ﹤0.01% |
200,600
+50,000
| +33% | +$1.54M |
|
|
VVC
2084
DELISTED
Vectren Corporation
VVC
| $5.58M | ﹤0.01% |
84,931
+29,269
| +53% | +$1.83M |
|
2085
Gaming and Leisure Properties
GLPI
$12.7B
| $5.58M | ﹤0.01% |
151,321
+103,558
| +217% | +$3.91M |
|
2086
Bio-Rad Laboratories Class A
BIO
$8.71B
| $5.57M | ﹤0.01% |
25,044
-1,323
| -5% | -$298K |
|
|
RDUS
2087
DELISTED
Radius Health, Inc.
RDUS
| $5.57M | ﹤0.01% |
144,364
+98,968
| +218% | +$3.88M |
|
|
JMBA
2088
DELISTED
Jamba, Inc.
JMBA
| $5.56M | ﹤0.01% |
643,861
-1,753
| -0.3% | -$15.5K |
|
|
IDE
2089
Voya Infrastructure, Industrials and Materials Fund
IDE
$199M
| $5.56M | ﹤0.01% |
338,463
+6,794
| +2% | +$105K |
|
|
B
2090
DELISTED
Barnes Group Inc.
B
| $5.56M | ﹤0.01% |
78,880
-54,558
| -41% | -$3.39M |
|
|
CDK
2091
DELISTED
CDK Global, Inc.
CDK
| $5.55M | ﹤0.01% |
88,059
+27,808
| +46% | +$1.75M |
|
|
BSJJ
2092
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
| $5.55M | ﹤0.01% |
224,763
+6,941
| +3% | +$171K |
|
|
FDC
2093
CALL
DELISTED
First Data Corporation
FDC
| $5.55M | ﹤0.01% |
307,500
-275,800
| -47% | -$5.03M |
|
2094
LKQ Corp
LKQ
$5.72B
| $5.54M | ﹤0.01% |
153,946
-60,578
| -28% | -$2.06M |
|
2095
State Street DoubleLine Short Duration Total Return Tactical ETF
STOT
$501M
| $5.53M | ﹤0.01% |
111,177
-25,200
| -18% | -$1.25M |
|
2096
Puma Biotechnology
PBYI
$404M
| $5.52M | ﹤0.01% |
46,118
-14,008
| -23% | -$1.3M |
|
2097
Toro Company
TTC
$8.75B
| $5.51M | ﹤0.01% |
88,759
-29,500
| -25% | -$1.98M |
|
2098
State Street SPDR ICE Preferred Securities ETF
PSK
$692M
| $5.5M | ﹤0.01% |
123,023
+9,282
| +8% | +$418K |
|
2099
CACI
CACI
$11B
| $5.5M | ﹤0.01% |
39,454
+34,126
| +641% | +$4.41M |
|
|
ETX
2100
Eaton Vance Municipal Income 2028 Term Trust
ETX
$198M
| $5.49M | ﹤0.01% |
268,343
+11,051
| +4% | +$227K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.